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FCA Handbook
IFPRU
IFPRU 7

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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.12 Integrated Regulatory Reporting

Chapter: Reporting requirements

Effective Date: 21st December 2006
IFPRU 7.1 Application

Chapter: Liquidity [deleted]FCA 2021/39Liquidity

Effective Date: 1st January 2014
IFPRU 2.2 Internal capital adequacy assessment process

Chapter: Supervisory processes and governance [deleted]FCA 2021/39Supervisory processes and governance

Effective Date: 30th January 2014
IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

Chapter: Supervisory processes and governance [deleted]FCA 2021/39Supervisory processes and governance

Effective Date: 30th January 2014
SYSC 7.1 Risk control

Chapter: Risk control [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]Risk control

Effective Date: 23rd November 2006
GENPRU 2.2 Capital resources

Chapter: Capital [deleted]FCA 2021/39Capital

Effective Date: 21st December 2006
IFPRU 8.1 Prudential consolidation

Chapter: Prudential consolidation and large exposures [deleted]FCA 2021/39Prudential consolidation and large exposuresFCA 2013/76

Effective Date: 1st January 2014
IFPRU 4.3 Guidance on internal ratings based approach: high level material

Chapter: Credit risk [deleted]FCA 2021/39Credit risk

Effective Date: 30th January 2014
IFPRU 3.2 Capital

Chapter: Own funds [deleted]FCA 2021/39FCA 2013/74Own funds

Effective Date: 30th January 2014
IFPRU 8.2 Large Exposures

Chapter: Prudential consolidation and large exposures [deleted]FCA 2021/39Prudential consolidation and large exposuresFCA 2013/76

Effective Date: 1st January 2014
IFPRU 1.1 Application and Purpose

Chapter: Application [deleted]FCA 2021/39Application

Effective Date: 27th March 2014
SUP 16.23 Annual Financial Crime Report

Chapter: Reporting requirements

Effective Date: 29th July 2016
SYSC 12.1 Application

Chapter: Group risk systems and controls requirements

Effective Date: 23rd November 2006
IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

Chapter: Credit risk [deleted]FCA 2021/39Credit risk

Effective Date: 30th January 2014
IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

Chapter: Credit risk [deleted]FCA 2021/39Credit risk

Effective Date: 1st January 2014
SYSC 4.7

Chapter: Guidance on Public Interest Disclosure Act: WhistleblowingGeneral organisational requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]2006/50General organisational requirements

Effective Date: 23rd June 2015
IFPRU 1.2 Significant IFPRU firm

Chapter: Application [deleted]FCA 2021/39Application

Effective Date: 30th January 2014
IFPRU 4.12 Securitisation

Chapter: Credit risk [deleted]FCA 2021/39Credit risk

Effective Date: 30th January 2014
GENPRU 2.1 Calculation of capital resources requirements

Chapter: Capital [deleted]FCA 2021/39Capital

Effective Date: 25th October 2006
SYSC 19A.3 Remuneration principles for IFPRU investment firms

Chapter: Remuneration Code

Effective Date: 2nd November 2011

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