To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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IFPRU 11.3 Group recovery plans
Chapter: Recovery and resolutionRecovery and resolution [deleted]
Effective Date: 9th December 2016
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IFPRU 11.5 Intra-group financial support
Chapter: Recovery and resolutionRecovery and resolution [deleted]
Effective Date: 9th December 2016
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IFPRU 11.2 Individual recovery plans
Chapter: Recovery and resolutionRecovery and resolution [deleted]
Effective Date: 9th December 2016
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IFPRU 2.2 Internal capital adequacy assessment process
Chapter: Supervisory processes and governance [deleted]FCA 2021/39Supervisory processes and governance
Effective Date: 30th January 2014
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IFPRU 11.7 Notifications
Chapter: Recovery and resolutionRecovery and resolution [deleted]
Effective Date: 19th January 2015
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SUP 16.12 Integrated Regulatory Reporting
Chapter: Reporting requirements
Effective Date: 21st December 2006
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SUP 16.23 Annual Financial Crime Report
Chapter: Reporting requirements
Effective Date: 29th July 2016
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IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards
Chapter: Supervisory processes and governance [deleted]FCA 2021/39Supervisory processes and governance
Effective Date: 30th January 2014
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SUP 16.20 Submission of recovery plans and information for resolution plans
Chapter: Reporting requirements
Effective Date: 15th January 2015
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SYSC 12.1 Application
Chapter: Group risk systems and controls requirements
Effective Date: 23rd November 2006
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IFPRU 11.1 Application and purpose
Chapter: Recovery and resolutionRecovery and resolution [deleted]
Effective Date: 15th January 2015
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GENPRU 2.2 Capital resources
Chapter: Capital [deleted]FCA 2021/39Capital
Effective Date: 21st December 2006
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BIPRU 3.4 Risk weights under the standardised approach to credit risk
Chapter: Standardised credit risk
Effective Date: 21st December 2006
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IFPRU 11.4 Information for resolution plans
Chapter: Recovery and resolutionRecovery and resolution [deleted]
Effective Date: 19th January 2015
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FEES 4.4 Information on which fees are calculated
Chapter: Periodic fees
Effective Date: 27th September 2007
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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver
Chapter: Group risk – consolidation
Effective Date: 12th December 2013
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SYSC 19D.3 Remuneration principles
Chapter: Dual-regulated firms Remuneration Code
Effective Date: 3rd May 2017
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COLL 5.2 General investment powers and limits for UCITS schemes
Chapter: Investment and borrowing powers
Effective Date: 20th January 2005
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SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons
Chapter: Guidance on Public Interest Disclosure Act: WhistleblowingGeneral organisational requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]2006/50General organisational requirements
Effective Date: 23rd June 2015