To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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IFPRU 10.7 Exemption
Chapter: Capital buffers [deleted]FCA 2021/39Capital buffers
Effective Date: 1st May 2014
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BIPRU 3.4 Risk weights under the standardised approach to credit risk
Chapter: Standardised credit risk
Effective Date: 21st December 2006
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BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns
Chapter: The IRB approach
Effective Date: 25th October 2006
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BIPRU 4.10 The IRB approach: Credit risk mitigation
Chapter: The IRB approach
Effective Date: 21st December 2006
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SYSC 5.1 Skills, knowledge and expertise
Chapter: Employees, agents and other relevant persons [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]Employees, agents and other relevant persons
Effective Date: 23rd November 2006
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BIPRU 4.3 The IRB approach: Provisions common to different exposure classes
Chapter: The IRB approach
Effective Date: 21st December 2006
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BIPRU 13.6 CCR internal model method
Chapter: The calculation of counterparty risk exposure values for financial derivatives, securities financing transactions and long settlement transactions
Effective Date: 21st December 2006
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SYSC 19D.3 Remuneration principles
Chapter: Dual-regulated firms Remuneration Code
Effective Date: 1st July 2015
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SYSC 10.1 Application
Chapter: Conflicts of interest [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]Conflicts of interest
Effective Date: 23rd November 2006
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SUP App 3.3 Background
Chapter: Guidance on passporting issuesGuidance on passporting issues [deleted]
Effective Date: 20th May 2004
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BIPRU 4.7 The IRB approach: Equity exposures
Chapter: The IRB approach
Effective Date: 22nd March 2007
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SUP 14.1 Application and purpose
Chapter: Incoming EEA firms changing details, and cancelling qualification for authorisationIncoming EEA firms changing details, and cancelling qualification for authorisation [deleted]
Effective Date: 20th September 2001
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BIPRU 4.6 The IRB approach: Retail exposures
Chapter: The IRB approach
Effective Date: 22nd March 2007
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SUP App 3.6 Freedom to provide services
Chapter: Guidance on passporting issuesGuidance on passporting issues [deleted]
Effective Date: 20th May 2004
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BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions
Chapter: Securitisation
Effective Date: 1st January 2007
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BIPRU 13.5 CCR standardised method
Chapter: The calculation of counterparty risk exposure values for financial derivatives, securities financing transactions and long settlement transactions
Effective Date: 21st December 2006
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BIPRU 5.6 Master netting agreements
Chapter: Credit risk mitigation
Effective Date: 21st December 2006