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FCA Handbook
IFPRU
IFPRU 10

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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 1.1 Application and Purpose

Chapter: Application [deleted]FCA 2021/39Application

Effective Date: 27th March 2014
IFPRU 10.1 Application

Chapter: Capital buffers [deleted]FCA 2021/39Capital buffers

Effective Date: 27th March 2014
SYSC 19A.3 Remuneration principles for IFPRU investment firms

Chapter: Remuneration Code

Effective Date: 2nd November 2011
IFPRU 3.1 Base own funds requirement

Chapter: Own funds [deleted]FCA 2021/39FCA 2013/74Own funds

Effective Date: 1st January 2014
IFPRU 8.2 Large Exposures

Chapter: Prudential consolidation and large exposures [deleted]FCA 2021/39Prudential consolidation and large exposuresFCA 2013/76

Effective Date: 1st January 2014
PERG 13.6 CRD IV

Chapter: Guidance on the scope of the Markets in Financial Instruments Directive and the recast Capital Adequacy Directive

Effective Date: 25th October 2007
IFPRU 2.2 Internal capital adequacy assessment process

Chapter: Supervisory processes and governance [deleted]FCA 2021/39Supervisory processes and governance

Effective Date: 30th January 2014
IFPRU 6.1 Market risk requirements

Chapter: Market risk [deleted]FCA 2021/39Market risk

Effective Date: 1st January 2014
SYSC 19D.3 Remuneration principles

Chapter: Dual-regulated firms Remuneration Code

Effective Date: 1st July 2015
IPRU-INV 1.2 APPLICATION

Chapter: TOPIC TITLE

Effective Date: 3rd December 2015
IFPRU 4.1 Application and purpose

Chapter: Credit risk [deleted]FCA 2021/39Credit risk

Effective Date: 12th December 2013
IFPRU 2.1 Application and purpose

Chapter: Supervisory processes and governance [deleted]FCA 2021/39Supervisory processes and governance

Effective Date: 22nd April 2016
PERG 13.7 The territorial application of MiFID

Chapter: Guidance on the scope of the Markets in Financial Instruments Directive and the recast Capital Adequacy Directive

Effective Date: 25th October 2007
IFPRU 3.2 Capital

Chapter: Own funds [deleted]FCA 2021/39FCA 2013/74Own funds

Effective Date: 30th January 2014
SYSC 4.3A CRR firms

Chapter: Guidance on Public Interest Disclosure Act: WhistleblowingGeneral organisational requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]2006/50General organisational requirements

Effective Date: 1st January 2014
SUP 16.12 Integrated Regulatory Reporting

Chapter: Reporting requirements

Effective Date: 21st December 2006
IFPRU 9.1 Application and Purpose

Chapter: Public disclosure [deleted]FCA 2021/39Public disclosure

Effective Date: 1st January 2014
SUP 16.17 Remuneration reporting

Chapter: Reporting requirements

Effective Date: 31st October 2012
SYSC 7.1 Risk control

Chapter: Risk control [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]Risk control

Effective Date: 23rd November 2006
IFPRU 8.1 Prudential consolidation

Chapter: Prudential consolidation and large exposures [deleted]FCA 2021/39Prudential consolidation and large exposuresFCA 2013/76

Effective Date: 1st January 2014

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