To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards
Chapter: Supervisory processes and governance [deleted]FCA 2021/39Supervisory processes and governance
Effective Date: 30th January 2014
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IFPRU 2.2 Internal capital adequacy assessment process
Chapter: Supervisory processes and governance [deleted]FCA 2021/39Supervisory processes and governance
Effective Date: 30th January 2014
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IFPRU 1.2 Significant IFPRU firm
Chapter: Application [deleted]FCA 2021/39Application
Effective Date: 30th January 2014
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SUP 16.12 Integrated Regulatory Reporting
Chapter: Reporting requirements
Effective Date: 21st December 2006
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GENPRU 2.2 Capital resources
Chapter: Capital [deleted]FCA 2021/39Capital
Effective Date: 21st December 2006
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FEES 4.4 Information on which Fees are calculated
Chapter: Periodic fees
Effective Date: 27th September 2007
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SYSC 19A.3 Remuneration principles for banks, building societies and investment firms
Chapter: Remuneration Code
Effective Date: 2nd November 2011
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IFPRU 4.3 Guidance on internal ratings based approach: high level material
Chapter: Credit risk [deleted]FCA 2021/39Credit risk
Effective Date: 30th January 2014
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SYSC 4.3A CRR firms
Chapter: Guidance on Public Interest Disclosure Act: WhistleblowingGeneral organisational requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]2006/50General organisational requirements
Effective Date: 1st January 2014
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IFPRU 4.12 Securitisation
Chapter: Credit risk [deleted]FCA 2021/39Credit risk
Effective Date: 30th January 2014
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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver
Chapter: Group risk – consolidation
Effective Date: 12th December 2013
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SYSC 7.1 Risk control
Chapter: Risk control [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]Risk control
Effective Date: 23rd November 2006
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SYSC 12.1 Application
Chapter: Group risk systems and controls requirements
Effective Date: 23rd November 2006
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BIPRU 12.5 Individual Liquidity Adequacy Standards
Chapter: To followLiquidity standards
Effective Date: 1st December 2009
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CASS 7.19 Clearing member client money sub-pools
Chapter: Client money : MiFID business rules2008/45
Effective Date: 5th June 2014
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SUP 3.10 Duties of auditors: notification and report on client assets
Chapter: Auditors
Effective Date: 18th March 2004
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IFPRU 4.11 Income-producing real estate portfolios
Chapter: Credit risk [deleted]FCA 2021/39Credit risk
Effective Date: 30th January 2014