To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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COB 5.1 Advising on packaged products
Chapter: Advising and selling
Effective Date: 18th November 2004
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MCOB 1.3 General application: where?
Chapter: Application and purpose
Effective Date: 15th January 2004
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MCOB 5.6 Content of illustrations
Chapter: Pre-application disclosure
Effective Date: 19th February 2004
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ICOB 7.2 Group policies and third party claimants
Chapter: Claims handling
Effective Date: 14th January 2005
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SUP 18.2 Insurance business transfers
Chapter: Transfers of business
Effective Date: 18th November 2004
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MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974
Chapter: Application and purpose
Effective Date: 19th February 2004
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ICOB 8.4 Unsolicited services
Chapter: Distance non-investment mediation contracts with retail customers
Effective Date: 15th April 2004
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CASS 5.5 Segregation and the operation of client money accounts
Chapter: Client money and mandates2007/4: insurance mediation activity
Effective Date: 16th December 2004
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SYSC 10.1 Application
Chapter: Conflicts of interest [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]Conflicts of interest
Effective Date: 23rd November 2006
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MCOB 6.8 Home purchase plans
Chapter: Disclosure at the offer stage
Effective Date: 25th October 2006
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DISP 1.1 Application and Purpose
Chapter: Complaint handling procedures for firms
Effective Date: 20th December 2001
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COB 6.3 Post-sale confirmation: life policies
Chapter: Product disclosure and the customer's right to cancel or withdraw
Effective Date: 20th September 2001
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MCOB 5.4 Mortgage illustrations: general
Chapter: Pre-application disclosure
Effective Date: 19th February 2004