Check your settings below and select the cookies you’re happy with.
Strictly Necessary Cookies
These cookies are necessary for the website to function and cannot be switched off in our systems. They are usually only set in response to actions made by you which amount to a request for services, such as setting your privacy preferences, logging in or filling in forms.
Non-essential Cookies
These cookies are used for various purposes:
Find out more about www.allaboutcookies.org or view our cookie policy.
To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
Chapter: Application
Effective Date: 31st December 2006
Chapter: Application and purpose
Effective Date: 23rd November 2006
Effective Date: 1st January 2007
Chapter: CommitmentsApplication and Purpose
Effective Date: 26th July 2007
Chapter: Application and general provisions
Chapter: Actions for damages
Effective Date: 25th October 2006
Chapter: Notifications to the FCANotifications to the FSANotifications to the FCA or PRAFCA_2013_16_PRA_2013/11
Effective Date: 16th December 2004
Chapter: Introduction
Effective Date: 21st June 2001
Chapter: Conflicts of interest [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]Conflicts of interest
Effective Date: 25th October 2007
Chapter: Claims handling
Effective Date: 6th January 2008
Chapter: Guidance on regulated activities connected with mortgages
Chapter: Complaint handling procedures for firms
Effective Date: 1st November 2007
Chapter: Standard terms
Effective Date: 15th December 2005
Chapter: Rules about application
Effective Date: 18th November 2004
Chapter: Financial promotion and related activities
Effective Date: 1st July 2005
Chapter: Waiver and modification of rules
Effective Date: 18th March 2004
Chapter: Capital [deleted]FCA 2021/39Capital
Effective Date: 21st December 2006