GEN SCH 4 - Rule-making and Amending Instruments

• FCA 2024/18: Securitisation (Smarter Regulatory Framework and Consequential Amendments) Instrument 2024

  Chapter: Glossary, FEES, GEN, DEPP, FUND, COLL, MIFIDPRU, SECN, SYSC

  Effective Date: 30th April 2024

• FCA 2023/3: EMIR Rules (Procedures for Ensuring Data Quality) Instrument 2023

  Chapter: Glossary, GEN, EMIRR

  Effective Date: 24th February 2023

• FCA 2021/13: Supervision Manual (Financial Crime Report) (Amendment No 2) Instrument 2021

  Chapter: SUP, GEN

  Effective Date: 31st March 2021

• FCA 2020/19: Pension Guidance and Relevant Provisions (Miscellaneous Amendments) Instrument 2020

  Chapter: Glossary, GEN

  Effective Date: 1st May 2020

• FCA 2018/45: Individual Accountability (Dual-Regulated Firms) Instrument 2018

  Chapter: Glossary, COND, TC, APER, FIT, SUP, GEN, SYSC, MIPRU, COBS, CASS, MAR, IFPRU, COCON

  Effective Date: 28th September 2018

• FOS 2017/4: Payment Services Instrument 2017

  Chapter: Glossary, DISP, SUP, GEN, SYSC, PRIN, COBS, DEPP, PERG, BCOBS, CONC, EG

  Effective Date: 18th September 2017

• FCA 2017/54: Payment Services Instrument 2017

  Chapter: Glossary, DISP, SUP, GEN, SYSC, PRIN, COBS, DEPP, PERG, BCOBS, CONC, EG

  Effective Date: 18th September 2017

• FCA 2016/31: Market Abuse Regulation Instrument 2016

  Chapter: Glossary, MAR, LR, DTR, SUP, FEES, GEN, SYSC, REC, SERV, COBS, APER, BENCH, COCON

  Effective Date: 28th April 2016

• FCA 2014/59: Handbook Administration (No 36) Instrument 2014

  Chapter: Glossary, SYSC, APER, GEN, FEES, MIPRU, IPRU(INV), IPRU(FSOC), COBS, ICOBS, MCOB, CASS, MAR, SUP, DEPP, COLL, CONC, FUND, DTR

  Effective Date: 11th December 2014

• FCA 2014/14: Alternative Investment Fund Managers Directive (Consequential Amendments) Instrument 2014

  Chapter: Glossary, SYSC, COND, GEN, FEES, COBS, SUP, DEPP, COMP, COLL, LR, EMPS, OMPS, SERV, EG, PERG

  Effective Date: 27th February 2014

• FCA 2013/73: Handbook Administration (No 32) Instrument 2013

  Chapter: Glossary, PRIN, SYSC, GEN, COBS, MCOB, SUP, COLL, CONC, CREDS, PROF, PERG

  Effective Date: 12th December 2013

• FSA 2012/58: Short Selling Regulation Instrument 2012

  Chapter: Glossary, FINMAR, GEN, SUP, DEPP, EG

  Effective Date: 31st October 2012

• FSA 2011/14: Handbook Administration (No 21) Instrument 2011

  Chapter: Glossary, SYSC, GEN, FEES, BIPRU, MIPRU, COBS, MCOB, SUP, DISP, CRED, REC, PERG

  Effective Date: 24th March 2011

• FSA 2011/7: Electronic Money and Payment Services Instrument 2011

  Chapter: Glossary, PRIN, SYSC, COND, GEN, GENPRU, BIPRU, COBS, SUP, DEPP, DISP, ELM, PERG, BSOG, EG

  Effective Date: 9th February 2011

• FSA 2010/40: Handbook Administration (No 19) Instrument 2010

  Chapter: Glossary, SYSC, COND, FIT, GEN, GENPRU, BIPRU, MCOB, SUP, DISP, COLL, LR, PERG

  Effective Date: 23rd September 2010

• FSA 2009/69: Handbook Administration (No 16) Instrument 2009

  Chapter: Glossary, GEN, INSPRU, MIPRU, IPRU-INV, SUP, DEPP, DISP, COMP, LR, PERG

  Effective Date: 10th December 2009

• FSA 2009/49: Handbook Administration (No 15) Instrument 2009

  Chapter: Glossary, PRIN, SYSC, GEN, FEES, BIPRU, INSPRU, MIPRU, COBS, MCOB, MAR, SUP, DISP, COMP, COAF, COLL, CRED, RCB, REC, LR, DTR, PR, PERG

  Effective Date: 24th September 2009

• FSA 2009/14: Payment Services Instrument 2009

  Chapter: Glossary, PRIN, GEN, COBS, DEPP, DISP, EG

  Effective Date: 26th March 2009

• FSA 2008/1: Handbook Administration (No 8) Instrument 2008

  Chapter: Glossary, COND, GEN, FEES, IPRU-FSOC, IPRU-INS, COBS, ICOBS, TC, SUP, DISP, ELM, PROF, LR, PR, PERG

  Effective Date: 24th January 2008

• FSA 2007/58: MiFID (Deferred Matters and Consequential Amendments) Instrument 2007

  Chapter: COMP, Glossary, PRIN, SYSC, COND, APER, FIT, GEN, FEES, INSPRU, IPRU-INS, IPRU-INV, COBS, ICOB, MCOB, CASS, MAR, TC, SUP, COLL, CRED, ELM, PROF, LR, PR, PERG

  Effective Date: 25th October 2007