Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

Alternative versions

  2. Point in time
    2020-03-04

GEN Sch 1 Record keeping requirements

GEN Sch 1.1G

[deleted]1

GEN Sch 1.2G

1The aim of the guidance in the following table is to give the reader a quick overall view of the relevant record keeping requirements.

GEN Sch 1.3G

1It is not a complete statement of those requirements and should not be relied on as if it were.

GEN Sch 1.4G

1Handbook reference

Subject of record

Contents of record

When record must be made

Retention period

GEN TP 4, row 4G

An election to comply early with the Insurance Distribution Directive (IDD)

The election and the new and replaced provisions to which that election relates

In accordance with the firm’s general record keeping obligations

In accordance with the firm’s general record keeping obligations