To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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GEN 1.1 Application
Chapter: FSA approval and emergenciesAppropriate regulator approval and emergencies
Effective Date: 20th March 2003
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COBS 4.1 Application
Chapter: Communicating with clients, including financial promotions
Effective Date: 24th May 2007
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PERG 8.12 Exemptions applying to all controlled activities
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
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MCOB 3A.1 Application and purpose
Chapter: Financial promotions and communications with customers
Effective Date: 25th March 2015
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COBS 4.10 Approving and confirming compliance of financial promotions
Chapter: Communicating with clients, including financial promotions
Effective Date: 24th March 2015
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PERG 8.14 Other financial promotions
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
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CONC 3.7 Financial promotions and communications: credit brokers
Chapter: Financial promotions and communications with customers
Effective Date: 26th June 2014
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CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters
Chapter: Financial promotions and communications with customers
Effective Date: 27th March 2014
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CONC 3.1 Application
Chapter: Financial promotions and communications with customers
Effective Date: 27th February 2014
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PERG 8.8 Having an effect in the United Kingdom
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
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SYSC 5.2
Chapter: Employees, agents and other relevant persons [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]Employees, agents and other relevant persons
Effective Date: 23rd June 2015
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CONC 3.3 The clear fair and not misleading rule and general requirements
Chapter: Financial promotions and communications with customers
Effective Date: 26th June 2014
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PERG 8.17 Financial promotions concerning agreements for qualifying credit
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
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PERG 9.10 Significance of being an open-ended investment company
Chapter: Meaning of open-ended investment company
Effective Date: 15th September 2005
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SUP 16.23 Annual Financial Crime Report
Chapter: Reporting requirements
Effective Date: 29th July 2016
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PERG 8.4 Invitation or inducement
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
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SYSC 13.3 Other related Handbook sections
Chapter: Operational risk: systems and controlsOperational risk: systems and controls for insurers
Effective Date: 25th October 2007
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SUP 15.11 Notification of COCON breaches and disciplinary action
Chapter: Notifications to the FCANotifications to the FSANotifications to the FCA or PRAFCA_2013_16_PRA_2013/11
Effective Date: 23rd June 2015