FEES 6 ANNEX 3A - Rule-making and Amending Instruments

• FCA 2024/28: Dormant Assets (Collective Investment Schemes and Client Money) Instrument 2024

  Chapter: Glossary, CASS, FEES, DISP, COLL, PERG

  Effective Date: 2nd August 2024

• FCA 2024/8: Periodic Fees (2024/2025) and Other Fees Instrument 2024

  Chapter: Glossary, FEES

  Effective Date: 28th March 2024

• FCA 2022/30: Dormant Assets Instrument 2022

  Chapter: Glossary, SUP, FEES, DISP, BCOBS, SYSC, PERG

  Effective Date: 18th July 2022

• FCA 2021/26: Funeral Plans Instrument 2021

  Chapter: Glossary, COND, TC, FEES, SUP, COMP, DISP, GEN, SYSC, PRIN, COBS, PERG, FPCOB, PROD

  Effective Date: 5th July 2021

• FCA 2018/22: Financial Services Compensation Scheme (Funding Review) Instrument 2018

  Chapter: Glossary, FEES, SUP, COMP

  Effective Date: 1st May 2018

• FCA 2017/68: Financial Services Compensation Scheme (Extension of Scope to Recognised Investment Exchanges) Instrument 2017

  Chapter: Glossary, FEES, COMP

  Effective Date: 8th December 2017

• FCA 2017/58: Financial Services Compensation Scheme (Funding and Scope) Instrument 2017

  Chapter: Glossary, COMP, FEES, SUP, CONC

  Effective Date: 30th October 2017

• FCA 2014/14: Alternative Investment Fund Managers Directive (Consequential Amendments) Instrument 2014

  Chapter: Glossary, SYSC, COND, GEN, FEES, COBS, SUP, DEPP, COMP, COLL, LR, EMPS, OMPS, SERV, EG, PERG

  Effective Date: 27th February 2014

• FCA 2013/61: Handbook Administration (No 31) Instrument 2013

  Chapter: Glossary, SYSC, FEES, IPRU-INV, COBS, MCOB, CASS, SUP, DISP, COMP, COLL, CONC, FUND, LR, PR, BSOG

  Effective Date: 26th September 2013

• FCA 2013/50: Authorised Contractual Schemes (Handbook Amendments) Instrument 2013

  Chapter: PRIN, SYSC, TC, GEN, FEES, UPRU, IPRU-FSOC, IPRU-INV, COBS, ICOBS, MCOB, BCOBS, CASS, MAR, SUP, DEPP, DISP, COMP, COLL, PROF, LR, PR, DTR, EG, PERG

  Effective Date: 27th June 2013

• FCA 2013/51: Alternative Investment Fund Managers Directive Instrument 2013

  Chapter: PRIN, SYSC, GEN, FEES, GENPRU, BIPRU, UPRU, IPRU-INV, COBS, CASS, SUP, DISP, COMP, FUND, PERG

  Effective Date: 27th June 2013

• FCA 2013/35: Financial Services Compensation Scheme (Funding Review: Retail Pool) Instrument 2013

  Chapter: Glossary, FEES

  Effective Date: 19th March 2013