To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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FEES 6.6 Incoming EEA firms [deleted]
Chapter: Financial Services Compensation Scheme Funding
Effective Date: 25th October 2007
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SUP App 3.6 Freedom to provide services
Chapter: Guidance on passporting issuesGuidance on passporting issues [deleted]
Effective Date: 20th May 2004
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SUP App 3.3 Background
Chapter: Guidance on passporting issuesGuidance on passporting issues [deleted]
Effective Date: 20th May 2004
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FEES 6.3 The FSCS's power to impose levies
Chapter: Financial Services Compensation Scheme Funding
Effective Date: 25th October 2006
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FEES 6.1 Application
Chapter: Financial Services Compensation Scheme Funding
Effective Date: 15th December 2005
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SUP 16.23 Annual Financial Crime Report
Chapter: Reporting requirements
Effective Date: 29th July 2016
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FEES 6.7 Payment of levies
Chapter: Financial Services Compensation Scheme Funding
Effective Date: 28th September 2008
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CASS 7.10 Application and purpose
Chapter: Client money : MiFID business rules2008/45
Effective Date: 5th June 2014
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FEES 6.4 Management expenses
Chapter: Financial Services Compensation Scheme Funding
Effective Date: 31st October 2007
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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances
Chapter: Authorisation and regulated activities
Effective Date: 15th September 2005
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IPRU-INV 9.2 GENERAL REQUIREMENTS
Chapter: Financial resources requirements for an exempt CAD firm [deleted]TOPIC TITLE
Effective Date: 4th November 2016
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PERG 2.5 Investments and activities: general
Chapter: Authorisation and regulated activities
Effective Date: 28th September 2006
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FEES 6.5 Compensation costs
Chapter: Financial Services Compensation Scheme Funding
Effective Date: 28th September 2006
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FEES 6.5A The retail pool
Chapter: Financial Services Compensation Scheme Funding
Effective Date: 19th March 2013
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IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm
Chapter: TOPIC TITLE
Effective Date: 24th June 2010
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DISP 1.1A Complaints handling requirements for MiFID complaints
Chapter: Complaint handling procedures for firms
Effective Date: 3rd July 2017
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DISP 1.1 Purpose and application
Chapter: Complaint handling procedures for firms
Effective Date: 20th December 2001
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MIPRU 3.2 Professional indemnity insurance requirements
Chapter: Professional indemnity insurance
Effective Date: 25th October 2006