FEES 1.1 - Rule-making and Amending Instruments

• FCA 2024/37: Long-Term Investment Fund (Amendment) Instrument 2024

  Chapter: Glossary, FEES, COMP, DISP, COBS, DEPP, FUND, COLL, EG

  Effective Date: 5th November 2024

• FCA 2024/24: UK Listing Rules (Consequential Amendments) Instrument 2024

  Chapter: Glossary, DTR, FEES, APER, COBS, DEPP, COCON, EG, ESG

  Effective Date: 11th July 2024

• FOS 2024/1: Financial Ombudsman Service Case Fees and Voluntary Jurisdiction Levy 2024/2025: Fees and Dispute Resolution: Complaints (Amendments) Instrument 2024

  Chapter: Glossary, FEES, DISP

  Effective Date: 28th March 2024

• FCA 2021/50: Investment Firms Prudential Regime (Consequential Amendments) Instrument 2021

  Chapter: Glossary, SUP, FEES, PERG, GEN, SYSC, GENPRU, EMPS, OMPS, RCB, FUND, CONC, COCON, COLL, MAR, MIFIDPRU, WDPG

  Effective Date: 26th November 2021

• FCA 2021/15: UK Emission Trading Scheme Instrument 2021

  Chapter: Glossary, MAR, LR, FEES, SUP, DISP, REC, PERG, COBS, PRIN, DEPP, TC, IPRU-INV, EG, SYSC

  Effective Date: 30th April 2021

• FOS 2021/3: UK Emission Trading Scheme Instrument 2021

  Chapter: MAR, LR, FEES, SUP, DISP, REC, PERG, COBS, PRIN, DEPP, TC, IPRU-INV, EG, SYSC

  Effective Date: 30th April 2021

• FCA 2021/9: Fees (Cryptoasset Business) (Periodic Fees) Instrument 2021

  Chapter: FEES

  Effective Date: 26th March 2021

• FCA 2019/8: Fees (Devolved Authorities Debt Advice Levies) Instrument 2019

  Chapter: Glossary, FEES, CREDS

  Effective Date: 1st March 2019

• FCA 2019/10: Fees (Miscellaneous Amendments) (No 13) Instrument 2019

  Chapter: FEES

  Effective Date: 1st March 2019

• FCA 2018/32: Fees (Single Financial Guidance Body Levy) Instrument 2018

  Chapter: Glossary, FEES, CREDS

  Effective Date: 3rd July 2018

• FCA 2018/23: Fees (Office for Professional Body Anti-Money Laundering Supervision) Instrument 2018

  Chapter: FEES

  Effective Date: 30th April 2018

• FCA 2017/37: Fees (Data Reporting Applications) Instrument 2017

  Chapter: FEES

  Effective Date: 3rd July 2017

• FOS 2016/9: Small and Medium Sized Business Finance Platforms (Fees) Instrument 2016

  Chapter: FEES

  Effective Date: 30th November 2016

• FCA 2016/64: Small and Medium Sized Business Finance Platforms (Fees) Instrument 2016

  Chapter: FEES, DEPP

  Effective Date: 23rd September 2016

• FCA 2016/42: Fees (Payment Systems Regulator) (No 2) Instrument 2016

  Chapter: Glossary, FEES

  Effective Date: 30th June 2016

• FCA 2016/31: Market Abuse Regulation Instrument 2016

  Chapter: Glossary, MAR, LR, DTR, SUP, FEES, GEN, SYSC, REC, SERV, COBS, APER, BENCH, COCON

  Effective Date: 28th April 2016

• FCA 2016/18: Small and Medium Sized Business Credit Information (Fees) Instrument 2016

  Chapter: FEES

  Effective Date: 18th March 2016

• FOS 2016/2: Small and Medium Sized Business Credit Information (Fees) Instrument 2016

  Chapter: FEES

  Effective Date: 18th March 2016

• FCA 2016/12: Handbook Separation (Fees) Instrument 2016

  Chapter: Glossary, FEES

  Effective Date: 26th February 2016

• FCA 2015/66: European Long-Term Investment Funds Regulation Instrument 2015

  Chapter: Glossary, FEES, COBS, FUND

  Effective Date: 4th December 2015