ELM 1.5 - Rule-making and Amending Instruments

• FSA 2009/52: Banking: Conduct of Business Sourcebook (Amendment) and Consequential Amendments Instrument 2009

  Chapter: Glossary, GEN, BCOBS, COBS, CRED, ELM

  Effective Date: 24th September 2009

• FSA 2009/18: Collective Investment Schemes Sourcebook (Consequential Amendments No. 2) Instrument 2009

  Chapter: Glossary, SYSC, FEES, SUP, COLL, CRED, ELM, LR, PERG

  Effective Date: 26th March 2009

• FSA 2008/40: Senior Management Arrangements, Systems and Controls (Extension of Common Platform Provisions) Instrument 2008

  Chapter: SYSC, APER, FIT, MIPRU, IPRU-BSOC, IPRU-INV, COBS, ICOBS, SUP, COLL, CRED, ELM, PERG

  Effective Date: 25th September 2008

• FSA 2007/68: Insurance: New Conduct of Business sourcebook (Consequential Amendments) Instrument 2007

  Chapter: Glossary, COND, GEN, MIPRU, COBS, CASS, SUP, CRED, ELM, PROF, PERG, UNFCOG

  Effective Date: 17th December 2007

• FSA 2007/58: MiFID (Deferred Matters and Consequential Amendments) Instrument 2007

  Chapter: COMP, Glossary, PRIN, SYSC, COND, APER, FIT, GEN, FEES, INSPRU, IPRU-INS, IPRU-INV, COBS, ICOB, MCOB, CASS, MAR, TC, SUP, COLL, CRED, ELM, PROF, LR, PR, PERG

  Effective Date: 25th October 2007

• FSA 2007/56: Handbook Administration (No 7) Instrument 2007

  Chapter: Glossary, COND, FIT, GEN, FEES, IPRU-INV, COB, COBS, ICOB, MAR, SUP, DEPP, COMP, CRED, ELM, PROF, REC, LR, PR, DTR, PERG

  Effective Date: 27th September 2007

• FSA 2007/47: Decision Procedure and Penalties Manual (Consequential Amendments) Instrument 2007

  Chapter: Glossary, SYSC, COND, APER, GEN, FEES, IPRU-INV, COB, ICOB, MCOB, MAR, SUP, ENF, DEC, COLL, CRED, ECO, ELM, PROF, REC, LR, PR, DTR

  Effective Date: 26th July 2007

• FSA 2007/42: Markets (MiFID) (Consequential Amendments) Instrument 2007

  Chapter: Glossary, FEES, BIPRU, COBS, MAR, SUP, CRED, ELM, REC

  Effective Date: 26th July 2007

• FSA 2007/43: Training and Competence Sourcebook (Amendment No 7) Instrument 2007

  Chapter: Glossary, SYSC, MIPRU, ICOB, MCOB, TC, SUP, ELM, PROF

  Effective Date: 26th July 2007

• FSA 2006/53: The CRD (Consequential Amendments) Instrument 2006

  Chapter: Glossary, COND, SYSC, PRU, IPRU-BANK, IPRU-BSOC, IPRU-INS, IPRU-INV, ICOB, MCOB, MAR, SUP, DISP, COMP, COLL, CRED, ELM, LR, LLD

  Effective Date: 23rd November 2006

• FSA 2006/1: Money Laundering Provisions Instrument 2006

  Chapter: Glossary, SYSC, COND, APER, IPRU-BANK, IPRU-BSOC, COB, ICOB, MCOB, MAR, ML, AUTH, SUP, ENF, CIS, CRED, ELM, PROF

  Effective Date: 26th January 2006

• FSA 2005/37: Listing and Prospectus rules (Consequential Amendments) Instrument 2005

  Chapter: Glossary, IPRU-BSOC, IPRU-FSOC, IPRU-INS, IPRU-INV, COB, ICOB, MCOB, MAR, AUTH, SUP, ENF, DEC, CIS, CRED, ELM, REC, LR, PR, DTR

  Effective Date: 16th June 2005

• FSA 2004/98: Integrated Prudential Sourcebook (Insurers and Other Amendments) (Consequential Amendments) Instrument 2004

  Chapter: SYSC, COND, GEN, IPRU-BANK, IPRU-BSOC, IPRU-FSOC, IPRU-INS, ICOB, MAR, AUTH, SUP, ENF, CRED, ELM, Glossary

  Effective Date: 16th December 2004

• FSA 2004/56: Financial Conglomerates and Other Financial Groups Instrument 2004

  Chapter: COND, IPRU-BANK, IPRU-BSOC, IPRU-FSOC, IPRU-INS, IPRU-INV, PRU, AUTH, SUP, DEC, ELM, Glossary

  Effective Date: 15th July 2004

• FSA 2004/39: Distance Marketing Directive Instrument 2004

  Chapter: COB, ICOB, MCOB, MAR, AUTH, CRED, ECO, PROF, ELM, Glossary

  Effective Date: 15th April 2004

• FSA 2004/34: New Collective Investment Schemes Sourcebook (Consequential Amendments) Instrument 2004

  Chapter: SYSC, GEN, IPRU-INS, IPRU-INV, COB, ICOB, AUTH, SUP, ENF, DEC, CIS, CRED, ELM, Glossary

  Effective Date: 18th March 2004

• FSA 2004/8: Insurance: Conduct of Business Sourcebook (Consequential Amendments to the Handbook) Instrument 2004

  Chapter: Reader's Guide, COND, GEN, MCOB, TC, ML, AUTH, SUP, DISP, CRED, ECO, ELM, Glossary

  Effective Date: 15th January 2004

• FSA 2003/90: Client Assets Sourcebook Instrument 2003

  Chapter: Reader's guide, SYSC, COB, MAR, AUTH, SUP, ENF, CIS, CRED, ELM, LLD, PROF, EMPS, FREN, OMPS, SERV, Glossary

  Effective Date: 18th December 2003

• FSA 2003/97: Handbook Structure (Special Guides) Instrument 2003

  Chapter: Reader's guide, AUTH, ECO, ELM, EMPS, FREN, OMPS, SERV, Glossary

  Effective Date: 18th December 2003

• FSA 2003/72: Mortgages: Conduct of Business Sourcebook (Consequential Amendments to the Handbook) Instrument 2003

  Chapter: GEN, COB, TC, ML, AUTH, DISP, COMP, ECO, ELM, PROF, EMPS, FREN, OMPS, SERV, Reader's guide, Reader's Short Guide, Glossary

  Effective Date: 15th October 2003