To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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EG 9.2 The FCA’s general policy in this area
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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EG 9.6 Applications for variation or revocation of prohibition orders
Chapter: TOPIC TITLE
Effective Date: 9th December 2015
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EG 9.3 Prohibition orders and withdrawal of approval - approved persons
Chapter: TOPIC TITLE
Effective Date: 9th December 2015
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DEPP 2.5 Provision for certain categories of decision
Chapter: Statutory notices and the allocation of decision making
Effective Date: 27th September 2007
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DEPP 6A.2 Deciding whether to take action
Chapter: The power to impose a suspension or restriction
Effective Date: 19th March 2013
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DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures
Chapter: The power to impose a suspension or restriction
Effective Date: 19th March 2013
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EG 6.2 Publicity during, or upon the conclusion of regulatory action
Chapter: TOPIC TITLE
Effective Date: 9th December 2015
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EG 19.15 The conduct of investigations under the Money Laundering Regulations
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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DEPP 6A.1 Introduction
Chapter: The power to impose a suspension or restriction
Effective Date: 22nd July 2010
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DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition
Chapter: The power to impose a suspension or restriction
Effective Date: 24th February 2011
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DEPP 5.1 Settlement decision makers
Chapter: Settlement decision procedure
Effective Date: 26th July 2007
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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling
Chapter: Short selling
Effective Date: 31st October 2012
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EG 9.4 Prohibition orders against exempt persons and members of professional firms
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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EG 9.5 Prohibition orders against other individuals
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption
Chapter: Short selling
Effective Date: 1st November 2012