To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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DEPP 7.2 Interviews
Chapter: Statement of policy on section 169(7) interviews
Effective Date: 27th November 2009
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EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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EG 4.10 The timeframe for responding to information and document requirements
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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DEPP 3.2 The operation of the RDC
Chapter: The nature and procedure of the RDC
Effective Date: 19th March 2013
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EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions
Chapter: TOPIC TITLE
Effective Date: 9th December 2015
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EG 19.24 Cross-Border Payments in Euro Regulations 2010
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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EG 3.10 Liaison where other authorities have an interest
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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EG 19.21 The conduct of investigations under the Payment Services Regulations
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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SUP 15.3 General notification requirements
Chapter: Notifications to the FCANotifications to the FSANotifications to the FCA or PRAFCA_2013_16_PRA_2013/11
Effective Date: 16th December 2004
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EG 2.2 Case selection: Firms and approved persons, market abuse cases and listing matters
Chapter: TOPIC TITLE
Effective Date: 9th December 2015
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ICOBS 8.4 Employers’ Liability Insurance
Chapter: Claims handling
Effective Date: 24th February 2011
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EG App 2.1 Purpose, status and application of the guidelines
Chapter: TOPIC TITLE
Effective Date: 9th December 2015
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EG 20.2 Information gathering and investigation powers
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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EG 4.2 Notifying the person under investigation where notice is not required under the Act
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms
Chapter: Information gathering by the FSA on its own initiative Information gathering by the appropriate regulator on its own initiativeFCA 2014/14Information gathering by the FCA or PRA on its own initiativeFCA 2014/21
Effective Date: 26th July 2007