To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
-
EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
-
SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms
Chapter: Information gathering by the FSA on its own initiative Information gathering by the appropriate regulator on its own initiativeFCA 2014/14Information gathering by the FCA or PRA on its own initiativeFCA 2014/21
Effective Date: 26th July 2007
-
SUP 16.23 Annual Financial Crime Report
Chapter: Reporting requirements
Effective Date: 29th July 2016
-
FEES 4.4 Information on which fees are calculated
Chapter: Periodic fees
Effective Date: 27th September 2007
-
EG 19.35 Data Reporting Services Regulations 2017
Chapter: TOPIC TITLE
Effective Date: 8th December 2017
-
EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]
Chapter: TOPIC TITLE
Effective Date: 24th June 2016
-
EG 19.34 Markets in Financial Instruments Regulations 2017
Chapter: TOPIC TITLE
Effective Date: 8th December 2017
-
DEPP 2.5 Provision for certain categories of decision
Chapter: Statutory notices and the allocation of decision making
Effective Date: 27th September 2007
-
SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements
Chapter: Applications to vary and cancel Part IV permissionApplications to vary and cancel Part 4A permission and to impose, vary or cancel requirements
Effective Date: 20th December 2001
-
EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017
Chapter: TOPIC TITLE
Effective Date: 4th January 2018
-
FEES 3.2 Obligation to pay fees
Chapter: Application, Notification and Vetting Fees
Effective Date: 25th May 2006
-
FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)
Chapter: Periodic fees
Effective Date: 23rd March 2006
-
SUP 16.24 Retirement income data reporting
Chapter: Reporting requirements
Effective Date: 21st July 2017