To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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EG 20.2 Information gathering and investigation powers
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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DEPP 7.2 Interviews
Chapter: Statement of policy on section 169(7) interviews
Effective Date: 27th November 2009
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EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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DEPP 2.5 Provision for certain categories of decision
Chapter: Statutory notices and the allocation of decision making
Effective Date: 27th September 2007
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EG 19.30 The Mortgage Credit Directive Order 2015
Chapter: TOPIC TITLE
Effective Date: 21st March 2016
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EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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EG 19.21 The conduct of investigations under the Payment Services Regulations
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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EG 19.31 The Small and Medium Sized Business (Credit Information Regulations) 2015
Chapter: TOPIC TITLE
Effective Date: 1st March 2016
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EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters
Chapter: TOPIC TITLE
Effective Date: 9th December 2015
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SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements
Chapter: Applications to vary and cancel Part IV permissionApplications to vary and cancel Part 4A permission and to impose, vary or cancel requirements
Effective Date: 20th December 2001
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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms
Chapter: Information gathering by the FSA on its own initiative Information gathering by the appropriate regulator on its own initiativeFCA 2014/14Information gathering by the FCA or PRA on its own initiativeFCA 2014/21
Effective Date: 26th July 2007
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EG 4.2 Notifying the person under investigation where notice is not required under the Act
Chapter: TOPIC TITLE
Effective Date: 26th February 2016