To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
-
EG 19.9 Electronic commerce activity directions: the FCA’s policy
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
-
EG 19.8 Electronic Commerce Directive (Financial Services and Markets) Regulations 2002
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
-
DEPP 2.5 Provision for certain categories of decision
Chapter: Statutory notices and the allocation of decision making
Effective Date: 27th September 2007
-
EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy
Chapter: TOPIC TITLE
Effective Date: 24th March 2015
-
EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
-
DTR 8.4 Continuing obligations
Chapter: Primary Information Providers
Effective Date: 31st January 2014
-
SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements
Chapter: Applications to vary and cancel Part IV permissionApplications to vary and cancel Part 4A permission and to impose, vary or cancel requirements
Effective Date: 20th December 2001
-
PERG 4.11 Link between activities and the United Kingdom
Chapter: Guidance on regulated activities connected with mortgages
Effective Date: 27th September 2007
-
SUP 16.13 Reporting under the Payment Services Regulations
Chapter: Reporting requirements
Effective Date: 22nd July 2010
-
DTR 8.5 Supervision of primary information providers
Chapter: Primary Information Providers
Effective Date: 31st January 2014
-
DTR 8.2 Approval as a primary information provider
Chapter: Primary Information Providers
Effective Date: 31st January 2014
-
EG 6.2 Publicity during, or upon the conclusion of regulatory action
Chapter: TOPIC TITLE
Effective Date: 9th December 2015
-
SUP 6.2 Introduction
Chapter: Applications to vary and cancel Part IV permissionApplications to vary and cancel Part 4A permission and to impose, vary or cancel requirements
Effective Date: 21st July 2005
-
PERG 2.8 Exclusions applicable to particular regulated activities
Chapter: Authorisation and regulated activities
Effective Date: 15th September 2005
-
PERG 6.7 Examples
Chapter: Guidance on the Identification of Contracts of Insurance
Effective Date: 1st July 2005
-
PERG 8.14 Other financial promotions
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
-
EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
-
SUP 6.1 Application, interpretation and purpose
Chapter: Applications to vary and cancel Part IV permissionApplications to vary and cancel Part 4A permission and to impose, vary or cancel requirements
Effective Date: 18th March 2004
-
EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974
Chapter: TOPIC TITLE
Effective Date: 26th February 2016