To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
-
DEPP 2.5 Provision for certain categories of decision
Chapter: Statutory notices and the allocation of decision making
Effective Date: 27th September 2007
-
EG 19.7 The Open-Ended Investment Companies Regulations 2001
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
-
COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary
Chapter: Operating duties and responsibilities
Effective Date: 21st April 2005
-
COLL 8.5 Powers and responsibilities
Chapter: Qualified investor schemes
Effective Date: 27th July 2006
-
DEPP 5.1 Settlement decision makers
Chapter: Settlement decision procedure
Effective Date: 26th July 2007
-
COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC
Chapter: Suspension of dealings and termination of authorised funds
Effective Date: 16th September 2004
-
EG 6.2 Publicity during, or upon the conclusion of regulatory action
Chapter: TOPIC TITLE
Effective Date: 9th December 2015
-
COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary
Chapter: Operating duties and responsibilities
Effective Date: 23rd February 2006
-
COLL 5.2 General investment powers and limits for UCITS schemes
Chapter: Investment and borrowing powers
Effective Date: 20th January 2005
-
DEPP 3.2 The operation of the RDC
Chapter: The nature and procedure of the RDC
Effective Date: 19th March 2013
-
COLL 6.9 Independence, names and UCITS business restrictions
Chapter: Operating duties and responsibilities
Effective Date: 23rd February 2006
-
EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
-
COLL 11.6 Winding up, merger and division of master UCITS
Chapter: Master-feeder arrangements under the UCITS DirectiveMaster-feeder arrangements for UCITS schemes
Effective Date: 27th June 2013
-
COLL 5.5 Cash, borrowing, lending and other provisions
Chapter: Investment and borrowing powers
Effective Date: 23rd February 2006
-
EG 2.15 Decision making in the context of regulatory enforcement action
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
-
EG 19.27 Alternative Investment Fund Managers Regulations 2013
Chapter: TOPIC TITLE
Effective Date: 29th July 2016