To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
-
DEPP 2.5 Provision for certain categories of decision
Chapter: Statutory notices and the allocation of decision making
Effective Date: 27th September 2007
-
EG 6.2 Publicity during, or upon the conclusion of regulatory action
Chapter: TOPIC TITLE
Effective Date: 9th December 2015
-
DEPP 5.1 Settlement decision makers
Chapter: Settlement decision procedure
Effective Date: 26th July 2007
-
EG 19.6 Regulated Activities Order 2001 (RAO)
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
-
SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?
Chapter: Appointed representatives
Effective Date: 15th January 2004
-
DEPP 3.2 The operation of the RDC
Chapter: The nature and procedure of the RDC
Effective Date: 19th March 2013
-
SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements
Chapter: Applications to vary and cancel Part IV permissionApplications to vary and cancel Part 4A permission and to impose, vary or cancel requirements
Effective Date: 20th December 2001
-
SUP 10C.10 Application for approval and withdrawing an application for approval
Chapter: FCA senior management regime for approved persons in relevant authorised persons
Effective Date: 23rd June 2015
-
EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
-
EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
-
EG 2.15 Decision making in the context of regulatory enforcement action
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
-
EG 19.30 The Mortgage Credit Directive Order 2015
Chapter: TOPIC TITLE
Effective Date: 21st March 2016
-
EG 19.31 The Small and Medium Sized Business (Credit Information Regulations) 2015
Chapter: TOPIC TITLE
Effective Date: 1st March 2016
-
DEPP 1.2 Introduction to statutory notices
Chapter: Application and Purpose
Effective Date: 24th February 2011
-
RCB 6.2 Policy on decision and warning notices
Chapter: Warning and decision notices
Effective Date: 11th December 2008
-
PERG 8.14 Other financial promotions
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
-
PERG 2.10 Persons carrying on regulated activities who do not need authorisation
Chapter: Authorisation and regulated activities
Effective Date: 28th September 2006