To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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DEPP 2.5 Provision for certain categories of decision
Chapter: Statutory notices and the allocation of decision making
Effective Date: 27th September 2007
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EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach
Chapter: Restitution and redress
Effective Date: 26th February 2016
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EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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COLL 4.4 Meetings of Unitholders and service of notices
Chapter: Investor Relations
Effective Date: 23rd February 2006
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COLL 5.2 General investment powers and limits for UCITS schemes
Chapter: Investment and borrowing powers
Effective Date: 20th January 2005
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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary
Chapter: Operating duties and responsibilities
Effective Date: 21st April 2005
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EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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EG 12.1 The FCA’s general approach
Chapter: Prosecution of Criminal Offences
Effective Date: 26th February 2016
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DEPP 4.1 Executive decision maker
Chapter: Decisions by FSA staff under executive procedures
Effective Date: 26th July 2007
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COLL 6.9 Independence, names and UCITS business restrictions
Chapter: Operating duties and responsibilities
Effective Date: 23rd February 2006
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COLL 7.7 UCITS mergers
Chapter: Suspension of dealings and termination of authorised funds
Effective Date: 1st July 2011
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COLL 11.6 Winding up, merger and division of master UCITS
Chapter: Master-feeder arrangements under the UCITS DirectiveMaster-feeder arrangements for UCITS schemes
Effective Date: 27th June 2013
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DEPP 3.2 The operation of the RDC
Chapter: The nature and procedure of the RDC
Effective Date: 19th March 2013
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DEPP 4.2 Urgent statutory notice cases [deleted]
Chapter: Decisions by FSA staff under executive procedures
Effective Date: 24th February 2011
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COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC
Chapter: Suspension of dealings and termination of authorised funds
Effective Date: 16th September 2004