To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
-
EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
-
DEPP 2.5 Provision for certain categories of decision
Chapter: Statutory notices and the allocation of decision making
Effective Date: 27th September 2007
-
EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
-
COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary
Chapter: Operating duties and responsibilities
Effective Date: 21st April 2005
-
COLL 4.4 Meetings of Unitholders and service of notices
Chapter: Investor Relations
Effective Date: 23rd February 2006
-
COLL 5.2 General investment powers and limits for UCITS schemes
Chapter: Investment and borrowing powers
Effective Date: 20th January 2005
-
EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach
Chapter: Restitution and redress
Effective Date: 26th February 2016
-
EG 12.1 The FCA’s general approach
Chapter: Prosecution of Criminal Offences
Effective Date: 26th February 2016
-
DEPP 4.1 Executive decision maker
Chapter: Decisions by FSA staff under executive procedures
Effective Date: 26th July 2007
-
COLL 6.9 Independence, names and UCITS business restrictions
Chapter: Operating duties and responsibilities
Effective Date: 23rd February 2006
-
COLL 7.7 UCITS mergers
Chapter: Suspension of dealings and termination of authorised funds
Effective Date: 1st July 2011
-
DEPP 3.4 Urgent supervisory notice cases
Chapter: The nature and procedure of the RDC
Effective Date: 19th March 2013
-
COLL 11.6 Winding up, merger and division of master UCITS
Chapter: Master-feeder arrangements under the UCITS DirectiveMaster-feeder arrangements for UCITS schemes
Effective Date: 27th June 2013
-
DEPP 3.2 The operation of the RDC
Chapter: The nature and procedure of the RDC
Effective Date: 19th March 2013
-
COLL 3.2 The instrument constituting the fund
Chapter: Constitution
Effective Date: 16th September 2004
-
COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC
Chapter: Suspension of dealings and termination of authorised funds
Effective Date: 16th September 2004