To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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EG 13.12 Insolvency regime and relevant sections of the Act
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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GENPRU 2.2 Capital resources
Chapter: Capital [deleted]FCA 2021/39Capital
Effective Date: 21st December 2006
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CASS 6.2 Holding of client assets
Chapter: Custody : MiFID business rules2008/45
Effective Date: 25th January 2007
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EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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SUP 6.4 Applications for cancellation of permission
Chapter: Applications to vary and cancel Part IV permissionApplications to vary and cancel Part 4A permission and to impose, vary or cancel requirements
Effective Date: 15th January 2004
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SYSC 5.2 Certification regime
Chapter: Employees, agents and other relevant persons [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]Employees, agents and other relevant persons
Effective Date: 23rd June 2015
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REC 4.5 FCA supervision of action by UK RIEs under their default rules
Chapter: Supervision
Effective Date: 19th March 2013
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CASS 6.7 Treatment of custody assets after a failure
Chapter: Custody : MiFID business rules2008/45
Effective Date: 25th July 2017
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EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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CASS 7.19 Clearing member client money sub-pools
Chapter: Client money : MiFID business rules2008/45
Effective Date: 5th June 2014
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SUP 16.23 Annual Financial Crime Report
Chapter: Reporting requirements
Effective Date: 29th July 2016
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MCOB 5.6 Content of illustrations
Chapter: Pre-application disclosure
Effective Date: 19th February 2004
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FEES 4.4 Information on which fees are calculated
Chapter: Periodic fees
Effective Date: 27th September 2007
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EG 13.11 Applications for orders against debt avoidance: the FCA’s policy
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts
Chapter: TOPIC TITLE
Effective Date: 26th February 2016