To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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EG 13.11 Applications for orders against debt avoidance: the FCA’s policy
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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CASS 5.5 Segregation and the operation of client money accounts
Chapter: Client money and mandates2007/4: insurance mediation activity
Effective Date: 16th December 2004
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EG 13.12 Insolvency regime and relevant sections of the Act
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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EG 6.2 Publicity during, or upon the conclusion of regulatory action
Chapter: TOPIC TITLE
Effective Date: 9th December 2015
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EG 13.8 Power to apply to court for a provisional liquidator
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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REC 4.5 FCA supervision of action by UK RIEs under their default rules
Chapter: Supervision
Effective Date: 19th March 2013
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SUP 18.2 Insurance business transfers
Chapter: Transfers of business
Effective Date: 18th November 2004
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EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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SUP 16.23 Annual Financial Crime Report
Chapter: Reporting requirements
Effective Date: 29th July 2016
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EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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EG 13.6 Petitioning for compulsory winding up on just and equitable grounds
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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SUP 5.4 Appointment and reporting process
Chapter: Reports by skilled persons
Effective Date: 27th May 2016
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SUP 6.4 Applications for cancellation of permission
Chapter: Applications to vary and cancel Part IV permissionApplications to vary and cancel Part 4A permission and to impose, vary or cancel requirements
Effective Date: 15th January 2004
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CASS 7.15 Records, accounts and reconciliations
Chapter: Client money : MiFID business rules2008/45
Effective Date: 26th June 2014
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REC 6.7 Notification rules for overseas recognised bodies
Chapter: Overseas Investment Exchanges and Overseas Clearing Houses
Effective Date: 19th March 2013
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EG 11.2 Criteria for determining whether to exercise powers to obtain restitution
Chapter: Restitution and redress
Effective Date: 24th June 2016