To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
-
DTR 6.2 Filing information and use of language
Chapter: Continuing obligations and access to information
Effective Date: 21st June 2012
-
DTR 6.3 Dissemination of information
Chapter: Continuing obligations and access to information
Effective Date: 27th September 2007
-
DTR 6.1 Information requirements for issuers of shares and debt securities
Chapter: Continuing obligations and access to information
Effective Date: 21st December 2006
-
DTR 6.4 Disclosure of Home State
Chapter: Continuing obligations and access to information
Effective Date: 6th November 2015
-
COLL 5.2 General investment powers and limits for UCITS schemes
Chapter: Investment and borrowing powers
Effective Date: 20th January 2005
-
DTR 8.4 Continuing obligations
Chapter: Primary Information Providers
Effective Date: 31st January 2014
-
LR 14.3 Continuing obligations
Chapter: Secondary listing of overseas companies2009/54Secondary listing of companiesStandard listing (shares)2010/72009/54
Effective Date: 21st December 2006
-
DEPP 2.5 Provision for certain categories of decision
Chapter: Statutory notices and the allocation of decision making
Effective Date: 27th September 2007
-
FEES 4.4 Information on which fees are calculated
Chapter: Periodic fees
Effective Date: 27th September 2007
-
LR 17.3 Requirements with continuing application
Chapter: Debt and specialist securities
Effective Date: 21st December 2006
-
REC 4.2D Suspension and removal of financial instruments from trading by the FCA
Chapter: Supervision
Effective Date: 25th January 2007
-
COLL 6.12 Risk management policy and risk measurement
Chapter: Operating duties and responsibilities
Effective Date: 1st July 2011
-
SUP 16.23 Annual Financial Crime Report
Chapter: Reporting requirements
Effective Date: 29th July 2016
-
DTR 5.1 Notification of the acquisition or disposal of major shareholdings
Chapter: Vote Holder and Issuer Notification Rules
Effective Date: 21st December 2006
-
MAR 10.4 Position reporting
Chapter: Commodity derivative position limits and controls, and position reporting
Effective Date: 3rd July 2017
-
LR 9.2 Requirements with continuing application
Chapter: Continuing obligations
Effective Date: 21st December 2006
-
DTR 4.1 Annual financial report
Chapter: Periodic Financial Reporting
Effective Date: 21st December 2006
-
REC 4.2B Exercise of passport rights by a UK RIE [deleted]
Chapter: Supervision
Effective Date: 25th January 2007
-
DTR 5.4 Aggregation of managed holdings
Chapter: Vote Holder and Issuer Notification Rules
Effective Date: 22nd March 2007