DTR 6.2 Filing information and use of language
Application
This section applies to:
- (1)
an issuer whose transferable securities are admitted to trading; and4
- (2)
a person who has requested, without the issuer's consent, the admission of its transferable securities to trading on a regulated market.
Filing of information with the FCA
An issuer or person that discloses regulated information must, at the same time, file that information with the FCA. [Note: article 19(1) of the TD]
3Where an issuer or person is required to file regulated information under DTR 6.2.2R, the issuer or person must, at the same time, notify the following to the FCA:
- (1)
the legal entity identifier (LEI) of the issuer concerned; and
- (2)
the classifications relevant to the regulated information using the classes and sub-classes in DTR 6 Annex 1R.
An issuer or person that discloses regulated information may comply with DTR 6.2.2 R by using a primary information provider2 to disseminate the information in accordance with DTR 6.3.
2Language
Regulated information4 must be disclosed in English.
[Note: article 20(1) of the TD]
If transferable securities are admitted to trading without the issuer's consent:
- (1)
DTR 6.2.4 R does4 not apply to the issuer; and
- (2)
DTR 6.2.4 R applies4 to the person who has requested such admission without the issuer's consent.
[Note: article 20(4) of the TD]