To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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DTR 6.1 Information requirements for issuers of shares and debt securities
Chapter: Continuing obligations and access to information
Effective Date: 21st December 2006
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COLL 5.2 General investment powers and limits for UCITS schemes
Chapter: Investment and borrowing powers
Effective Date: 20th January 2005
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FEES 4.4 Information on which fees are calculated
Chapter: Periodic fees
Effective Date: 27th September 2007
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DTR 5.8 Procedures for the notification and disclosure of major holdings
Chapter: Vote Holder and Issuer Notification Rules
Effective Date: 22nd March 2007
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DTR 6.4 Disclosure of Home State
Chapter: Continuing obligations and access to information
Effective Date: 6th November 2015
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DTR 6.2 Filing information and use of language
Chapter: Continuing obligations and access to information
Effective Date: 21st June 2012
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DTR 5.1 Notification of the acquisition or disposal of major shareholdings
Chapter: Vote Holder and Issuer Notification Rules
Effective Date: 21st December 2006
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DTR 6.3 Dissemination of information
Chapter: Continuing obligations and access to information
Effective Date: 27th September 2007
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REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets
Chapter: Recognition requirements
Effective Date: 15th July 2004
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REC 2.5 Systems and controls, algorithmic trading and conflicts
Chapter: Recognition requirements
Effective Date: 15th July 2004
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PERG 2.6 Specified investments: a broad outline
Chapter: Authorisation and regulated activities
Effective Date: 15th September 2005
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DTR 5.6 Disclosures by issuers
Chapter: Vote Holder and Issuer Notification Rules
Effective Date: 23rd September 2010
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SUP 16.23 Annual Financial Crime Report
Chapter: Reporting requirements
Effective Date: 29th July 2016
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REC 3.14 Products, services and normal hours of operation
Chapter: Notification rules for UK recognised bodies
Effective Date: 25th January 2007
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DTR 4.1 Annual financial report
Chapter: Periodic Financial Reporting
Effective Date: 21st December 2006
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COLL 6.12 Risk management policy and risk measurement
Chapter: Operating duties and responsibilities
Effective Date: 1st July 2011
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DTR 4.2 Half-yearly financial reports
Chapter: Periodic Financial Reporting
Effective Date: 6th November 2015
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DTR 5.11 Third country issuers
Chapter: Vote Holder and Issuer Notification Rules
Effective Date: 22nd March 2007