To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
-
DTR 6.2 Filing information and use of language
Chapter: Continuing obligations and access to information
Effective Date: 20th January 2007
-
DTR 6.1 Information requirements for issuers of shares and debt securities
Chapter: Continuing obligations and access to information
Effective Date: 21st December 2006
-
PERG 8.14 Other financial promotions
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
-
DEPP 3.2 The operation of the RDC
Chapter: The nature and procedure of the RDC
Effective Date: 28th August 2007
-
DTR 5.10 Use of electronic means for notifications and filing
Chapter: Vote Holder and Issuer Notification Rules
Effective Date: 20th January 2007
-
SUP 16.10 Verification of standing data
Chapter: Reporting requirements
Effective Date: 18th March 2004
-
SUP 11.9 Changes in close links
Chapter: Controllers and close links
Effective Date: 18th November 2004
-
FEES 3.2 Obligation to pay fees
Chapter: Application, Notification and Vetting Fees
Effective Date: 25th May 2006
-
SUP 16.3 General provisions on reporting
Chapter: Reporting requirements
Effective Date: 20th September 2001
-
SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms
Chapter: Information gathering by the FSA on its own initiative Information gathering by the appropriate regulator on its own initiativeFCA 2014/14Information gathering by the FCA or PRA on its own initiativeFCA 2014/21
Effective Date: 26th July 2007
-
PERG 7.4 Does the article 54 exclusion apply?
Chapter: Periodical publications, news services and broadcasts: applications for certification
Effective Date: 25th October 2006
-
PR 3.2 Filing and publication of prospectus
Chapter: Approval and publication of prospectus
Effective Date: 1st July 2005
-
LR 3.2 Application for admission to listing
Chapter: Listing applications
Effective Date: 15th December 2005
-
REC 3.14A Operation of a regulated market or MTF
Chapter: Notification rules for UK recognised bodies
Effective Date: 25th January 2007
-
PERG 4.5 Arranging regulated mortgage contracts
Chapter: Guidance on regulated activities connected with mortgages
Effective Date: 1st July 2005
-
PERG 7.6 Applications for a certificate
Chapter: Periodical publications, news services and broadcasts: applications for certification
Effective Date: 27th September 2007
-
PR 3.1 Approval of prospectus
Chapter: Approval and publication of prospectus
Effective Date: 16th June 2005
-
GEN 5.1 Application and purpose
Chapter: The FSA logo and the Key facts logoRegulators' logos and the Key facts logo
Effective Date: 16th January 2003