To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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DTR 3.1
Chapter: Transactions by persons discharging managerial responsibilities and their connected persons
Effective Date: 17th March 2005
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DTR 2.2 Disclosure of inside information
Chapter: Disclosure and control of inside information by issuers
Effective Date: 28th April 2016
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DTR 2.5 Delaying disclosure of inside information
Chapter: Disclosure and control of inside information by issuers
Effective Date: 4th December 2008
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COLL 5.2 General investment powers and limits for UCITS schemes
Chapter: Investment and borrowing powers
Effective Date: 20th January 2005
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MAR 1.3 Insider dealing
Chapter: The Code of Market ConductThe Code of Market Conduct
Effective Date: 1st October 2005
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DTR 6.1 Information requirements for issuers of shares and debt securities
Chapter: Continuing obligations and access to information
Effective Date: 21st December 2006
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DTR 2.6 Control of inside information
Chapter: Disclosure and control of inside information by issuers
Effective Date: 28th April 2016
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PERG 2.6 Specified investments: a broad outline
Chapter: Authorisation and regulated activities
Effective Date: 15th September 2005
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SUP 15.13 Notification by CBTL firms
Chapter: Notifications to the FCANotifications to the FSANotifications to the FCA or PRAFCA_2013_16_PRA_2013/11
Effective Date: 21st March 2016
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DTR 2.7 Dealing with rumours
Chapter: Disclosure and control of inside information by issuers
Effective Date: 28th April 2016
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REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets
Chapter: Recognition requirements
Effective Date: 15th July 2004
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REC 4.2D Suspension and removal of financial instruments from trading by the FCA
Chapter: Supervision
Effective Date: 25th January 2007
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SUP 15.3 General notification requirements
Chapter: Notifications to the FCANotifications to the FSANotifications to the FCA or PRAFCA_2013_16_PRA_2013/11
Effective Date: 16th December 2004
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CREDS 2.2 General provisions
Chapter: Senior management arrangements, systems and controls
Effective Date: 21st March 2012
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SYSC 4.8
Chapter: Guidance on Public Interest Disclosure Act: WhistleblowingGeneral organisational requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]2006/50General organisational requirements
Effective Date: 23rd June 2015
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MAR 8.3 Requirements for benchmark administrators [deleted]
Chapter: Benchmarks
Effective Date: 26th February 2015
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RCB 3.2 Annual confirmations of compliance and asset pool monitor
Chapter: Notifications
Effective Date: 8th December 2011
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SUP 10C.14 Changes to an FCA-approved person’s details
Chapter: FCA senior management regime for approved persons in relevant authorised persons
Effective Date: 23rd June 2015