To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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DTR 1.5 Fees, market abuse safe harbours and sanctions
Chapter: Introduction
Effective Date: 1st July 2005
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LR 17.3 Requirements with continuing application
Chapter: Debt and specialist securities
Effective Date: 1st July 2005
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LR 4.2 Contents and format of listing particulars
Chapter: Listing particulars for professional securities market and certain other securities
Effective Date: 1st July 2005
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LR 9.2 Requirements with continuing application
Chapter: Continuing obligations
Effective Date: 1st July 2005
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PERG 8.14 Other financial promotions
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
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PERG 8.12 Exemptions applying to all controlled activities
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
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SUP 15.3 General notification requirements
Chapter: Notifications to the FCANotifications to the FSANotifications to the FCA or PRAFCA_2013_16_PRA_2013/11
Effective Date: 16th December 2004
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SUP 6.4 Applications for cancellation of permission
Chapter: Applications to vary and cancel Part IV permissionApplications to vary and cancel Part 4A permission and to impose, vary or cancel requirements
Effective Date: 15th January 2004
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PR 3.1 Approval of prospectus
Chapter: Approval and publication of prospectus
Effective Date: 16th June 2005
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LR 13.5 Financial information in Class 1 Circulars
Chapter: Contents of circulars
Effective Date: 1st July 2005
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LR 4.4 Miscellaneous
Chapter: Listing particulars for professional securities market and certain other securities
Effective Date: 1st July 2005
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ICOB 8.4 Unsolicited services
Chapter: Distance non-investment mediation contracts with retail customers
Effective Date: 15th April 2004