To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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PERG 7.4 Does the article 54 exclusion apply?
Chapter: Periodical publications, news services and broadcasts: applications for certification
Effective Date: 1st July 2005
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PERG 8.12 Exemptions applying to all controlled activities
Chapter: Financial promotion and related activities
Effective Date: 1st July 2005
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LR 17.3 Requirements with continuing application
Chapter: Debt and specialist securities
Effective Date: 1st July 2005
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LR 9.2 Requirements with continuing application
Chapter: Continuing obligations
Effective Date: 1st July 2005
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ICOB 8.4 Unsolicited services
Chapter: Distance non-investment mediation contracts with retail customers
Effective Date: 15th April 2004
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PR 3.1 Approval of prospectus
Chapter: Approval and publication of prospectus
Effective Date: 16th June 2005
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DTR 1.5 Fees, market abuse safe harbours and sanctions
Chapter: Introduction
Effective Date: 1st July 2005
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PERG 7.3 Does the activity require authorisation?
Chapter: Periodical publications, news services and broadcasts: applications for certification
Effective Date: 1st July 2005
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PERG 8.21 Company statements, announcements and briefings
Chapter: Financial promotion and related activities
Effective Date: 1st July 2005
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LR 14.3 Continuing obligations
Chapter: Secondary listing of overseas companies2009/54Secondary listing of companiesStandard listing (shares)2010/72009/54
Effective Date: 1st July 2005
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PERG 4.6 Advising on regulated mortgage contracts
Chapter: Guidance on regulated activities connected with mortgages
Effective Date: 1st July 2005