DEPP Sch 4 Powers Exercised
1The following powers and related provisions in or under the Act have been exercised by the FSA to make the statements of policy in DEPP: |
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Section 69 (Statement of policy) (including as applied by paragraph 1 of Schedule 5 to the Payment Services Regulations) |
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Section 93(1) (Statement of policy) |
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Section 124(1) (Statement of policy) |
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Section 157(1) (Guidance) |
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Section 169(9) (Investigations etc in support of overseas regulator) (including as applied by paragraph 3 of Schedule 5 to the Payment Services Regulations) |
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Section 192N (Imposition of penalties under section 192K: statement of policy) |
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Section 210(1) (Statements of policy) (including as applied by regulation 86(6) of the Payment Services Regulations) |
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Section 249 (Disciplinary measures) |
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Section 312J (Statement of policy) |
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Section 345D (Imposition of penalties on auditors or actuaries: statement of policy) |
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Section 395 (The Authority's procedures) (including as applied by paragraph 7 of Schedule 5 to the Payment Services Regulations,) |
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Paragraph 16 (Penalties) of Schedule 1 (The Financial Services Authority) |
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The following additional powers and related provisions have been exercised by the FSA to make the statements of policy in DEPP: |
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Regulation 42 (Guidance) of the RCB Regulations |
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Regulation 44 (Warning notices and decision notices) of the RCB Regulations |
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Regulation 93 (Guidance) of the Payment Services Regulations |
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