DEPP SCH 3 - Rule-making and Amending Instruments

• FCA 2024/30: Decision Procedure and Penalties Manual (Digital Securities Sandbox) Instrument 2024

  Chapter: DEPP

  Effective Date: 26th July 2024

• FCA 2024/18: Securitisation (Smarter Regulatory Framework and Consequential Amendments) Instrument 2024

  Chapter: Glossary, FEES, GEN, DEPP, FUND, COLL, MIFIDPRU, SECN, SYSC

  Effective Date: 30th April 2024

• FCA 2021/49: Investment Firms Prudential Regime (No. 2) Instrument 2021

  Chapter: Glossary, SUP, DEPP, EG, MIFIDPRU, MIDFIDPRU, SYSC

  Effective Date: 26th November 2021

• FCA 2019/2: Enforcement (EU Securitisation Regulation) Instrument 2019

  Chapter: Glossary, DEPP, EG

  Effective Date: 3rd January 2019

• FCA 2018/29: Benchmarks Regulation (Amendment) Instrument 2018

  Chapter: Glossary, MAR, COND, FIT, SUP, FEES, DISP, APER, GEN, SYSC, PRIN, DEPP, CREDS, BENCH, MCOB, COCON, PERG, EG

  Effective Date: 29th June 2018

• FCA 2017/77: MiFID 2 (Deferred Matters) Instrument 2017

  Chapter: Glossary, PR, DEPP, EG

  Effective Date: 8th December 2017

• FCA 2016/63: Small and Medium Sized Business (Finance Platforms) Instrument 2016

  Chapter: Glossary, DISP, SUP, DEPP, EG

  Effective Date: 23rd September 2016

• FOS 2016/8: Small and Medium Sized Business (Finance Platforms) Instrument 2016

  Chapter: Glossary, DISP, SUP, DEPP, EG

  Effective Date: 23rd September 2016

• FCA 2016/52: Payment Accounts Instrument 2016

  Chapter: Glossary, SUP, ICOBS, BCOBS, DEPP

  Effective Date: 1st August 2016

• FCA 2016/17: Small and Medium Sized Business (Credit Information) Instrument 2016

  Chapter: Glossary, DISP, SUP, DEPP, EG

  Effective Date: 18th March 2016

• FOS 2016/1: Small and Medium Sized Business (Credit Information) Instrument 2016

  Chapter: Glossary, DISP, SUP, DEPP, EG

  Effective Date: 18th March 2016

• FCA 2015/33: Mortgage Credit Directive (Consumer Buy-To-Let) Instrument 2015

  Chapter: Glossary, SUP, DEPP, DISP

  Effective Date: 5th June 2015

• FOS 2015/3: Mortgage Credit Directive (Consumer Buy-To-Let) Instrument 2015

  Chapter: Glossary, SUP, DEPP, DISP

  Effective Date: 5th June 2015

• FCA 2014/61: Immigration Regulations Instrument 2014

  Chapter: Glossary, SUP, DEPP, EG

  Effective Date: 11th December 2014

• FCA 2014/12: Consumer Credit (Consequential and Supplementary Amendments) Instrument 2014

  Chapter: Glossary, PRIN, SYSC, COND, GEN, COBS, MCOB, CASS, SUP, DEPP, DISP, CREDS, CONC, BSOG, EG, FC, PERG, UNFCOG

  Effective Date: 27th February 2014

• FCA 2013/69: Referral Fees Regulations (Enforcement Guidance) Instrument 2013

  Chapter: Glossary, DEPP, EG

  Effective Date: 7th November 2013

• FCA 2013/56: Alternative Investment Fund Managers Regulations (Enforcement Guidance) Instrument 2013

  Chapter: DEPP, EG

  Effective Date: 25th July 2013

• FCA 2013/28: Legal Cutover (Decision Procedure and Penalties Manual) Instrument 2013

  Chapter: Glossary, DEPP

  Effective Date: 19th March 2013

• FCA 2013/39: Over-the-Counter Derivatives, Central Counterparties and Trade Repositories Instrument 2013

  Chapter: Glossary, SUP, DEPP, EG

  Effective Date: 19th March 2013

• FSA 2012/58: Short Selling Regulation Instrument 2012

  Chapter: Glossary, FINMAR, GEN, SUP, DEPP, EG

  Effective Date: 31st October 2012

• FSA 2011/10: Decision Procedure and Penalties Manual and Enforcement Guide (Amendment No 2) Instrument 2011

  Chapter: Glossary, GEN, DEPP, EG

  Effective Date: 24th February 2011

• FSA 2009/69: Handbook Administration (No 16) Instrument 2009

  Chapter: Glossary, GEN, INSPRU, MIPRU, IPRU-INV, SUP, DEPP, DISP, COMP, LR, PERG

  Effective Date: 10th December 2009