To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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DEPP 6A.4 The interaction between the power to impose suspensions or restrictions and the power to impose penalties or public censures
Chapter: The power to impose a suspension or restriction
Effective Date: 19th March 2013
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DEPP 6A.2 Deciding whether to take action
Chapter: The power to impose a suspension or restriction
Effective Date: 19th March 2013
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DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction
Chapter: The power to impose a suspension or restriction
Effective Date: 24th February 2011
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DEPP 2.5 Provision for certain categories of decision
Chapter: Statutory notices and the allocation of decision making
Effective Date: 27th September 2007
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DEPP 6A.1 Introduction
Chapter: The power to impose a suspension or restriction
Effective Date: 22nd July 2010
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DEPP 5.1 Settlement decision makers
Chapter: Settlement decision procedure
Effective Date: 26th July 2007
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DEPP 6.5A The five steps for penalties imposed on firms
Chapter: Penalties
Effective Date: 25th February 2010
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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases
Chapter: Penalties
Effective Date: 22nd July 2010
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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases
Chapter: Penalties
Effective Date: 25th February 2010
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SUP 15.3 General notification requirements
Chapter: Notifications to the FCANotifications to the FSANotifications to the FCA or PRAFCA_2013_16_PRA_2013/11
Effective Date: 16th December 2004
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DEPP 6.6 Financial penalties for late and incomplete submission of reports
Chapter: Penalties
Effective Date: 25th February 2010
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REC 2A.4 Power and procedure for RAP penalties and censures
Chapter: Recognised Auction PlatformsRecognised Auction Platforms [deleted]Recognised Auction Platforms
Effective Date: 31st October 2012
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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling
Chapter: Short selling
Effective Date: 31st October 2012
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SUP 16.3 General provisions on reporting
Chapter: Reporting requirements
Effective Date: 20th September 2001