DEPP 6A.3 - Rule-making and Amending Instruments

• FCA 2021/49: Investment Firms Prudential Regime (No. 2) Instrument 2021

  Chapter: Glossary, SUP, DEPP, EG, MIFIDPRU, MIDFIDPRU, SYSC

  Effective Date: 26th November 2021

• FCA 2016/47: Enforcement (Market Abuse Regulation) Instrument 2016

  Chapter: Glossary, DEPP, EG

  Effective Date: 30th June 2016

• FCA 2015/64: Individual Accountability (Enforcement) Instrument 2015

  Chapter: Glossary, DEPP, EG, ANNEX, APPENDIX

  Effective Date: 9th December 2015

• FCA 2013/28: Legal Cutover (Decision Procedure and Penalties Manual) Instrument 2013

  Chapter: Glossary, DEPP

  Effective Date: 19th March 2013

• FSA 2011/10: Decision Procedure and Penalties Manual and Enforcement Guide (Amendment No 2) Instrument 2011

  Chapter: Glossary, GEN, DEPP, EG

  Effective Date: 24th February 2011