To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
-
DEPP 6.5 Determining the appropriate level of financial penalty
Chapter: Penalties
Effective Date: 4th December 2008
-
DEPP 6.5A The five steps for penalties imposed on firms
Chapter: Penalties
Effective Date: 25th February 2010
-
DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases
Chapter: Penalties
Effective Date: 22nd July 2010
-
DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases
Chapter: Penalties
Effective Date: 25th February 2010
-
DEPP 2.5 Provision for certain categories of decision
Chapter: Statutory notices and the allocation of decision making
Effective Date: 27th September 2007
-
DEPP 5.1 Settlement decision makers
Chapter: Settlement decision procedure
Effective Date: 26th July 2007
-
FEES 4.4 Information on which fees are calculated
Chapter: Periodic fees
Effective Date: 27th September 2007
-
DEPP 6.6 Financial penalties for late and incomplete submission of reports
Chapter: Penalties
Effective Date: 25th February 2010
-
SUP 6.4 Applications for cancellation of permission
Chapter: Applications to vary and cancel Part IV permissionApplications to vary and cancel Part 4A permission and to impose, vary or cancel requirements
Effective Date: 15th January 2004
-
EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
-
EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
-
DEPP 6A.2 Deciding whether to take action
Chapter: The power to impose a suspension or restriction
Effective Date: 19th March 2013