To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
-
DEPP 5.1 Settlement decision makers
Chapter: Settlement decision procedure
Effective Date: 26th July 2007
-
DEPP 6.6 Financial penalties for late and incomplete submission of reports
Chapter: Penalties
Effective Date: 28th August 2007
-
DEPP 2.5 Provision for certain categories of decision
Chapter: Statutory notices and the allocation of decision making
Effective Date: 27th September 2007
-
SUP 6.4 Applications for cancellation of permission
Chapter: Applications to vary and cancel Part IV permissionApplications to vary and cancel Part 4A permission and to impose, vary or cancel requirements
Effective Date: 15th January 2004
-
DISP App 1.2 Eligible complaint
Chapter: Relevant Existing ComplaintsHandling Mortgage Endowment Complaints
Effective Date: 1st April 2002
-
SUP 15.3 General notification requirements
Chapter: Notifications to the FCANotifications to the FSANotifications to the FCA or PRAFCA_2013_16_PRA_2013/11
Effective Date: 16th December 2004
-
GEN 5.1 Application and purpose
Chapter: The FSA logo and the Key facts logoRegulators' logos and the Key facts logo
Effective Date: 16th January 2003
-
ICOB 8.4 Unsolicited services
Chapter: Distance non-investment mediation contracts with retail customers
Effective Date: 15th April 2004
-
GENPRU 2.2 Capital resources
Chapter: Capital [deleted]FCA 2021/39Capital
Effective Date: 21st December 2006
-
DEPP 6.5 Determining the appropriate level of financial penalty
Chapter: Penalties
Effective Date: 28th August 2007
-
GEN 6.1 Insurance against financial penalties
Chapter: Insurance against financial penalties
Effective Date: 18th December 2003
-
REC 2.5 Systems and controls and conflicts
Chapter: Recognition requirements
Effective Date: 15th July 2004
-
FEES 6.5 Compensation costs
Chapter: Financial Services Compensation Scheme Funding
Effective Date: 28th September 2006
-
SUP 16.3 General provisions on reporting
Chapter: Reporting requirements
Effective Date: 20th September 2001