DEPP 2 ANNEX 1 - Rule-making and Amending Instruments

• FCA 2024/40: Critical Third Parties (Statement of Policy Relating to Disciplinary Measures) Instrument 2024

  Chapter: Glossary, DEPP

  Effective Date: 12th November 2024

• FCA 2024/37: Long-Term Investment Fund (Amendment) Instrument 2024

  Chapter: Glossary, FEES, COMP, DISP, COBS, DEPP, FUND, COLL, EG

  Effective Date: 5th November 2024

• FCA 2024/30: Decision Procedure and Penalties Manual (Digital Securities Sandbox) Instrument 2024

  Chapter: DEPP

  Effective Date: 26th July 2024

• FCA 2024/22: Collective Investment Schemes (Schemes Authorised in Approved Countries) Instrument 2024

  Chapter: Glossary, FEES, COBS, DEPP, COLL, PERG, EG

  Effective Date: 17th July 2024

• FCA 2024/24: UK Listing Rules (Consequential Amendments) Instrument 2024

  Chapter: Glossary, DTR, FEES, APER, COBS, DEPP, COCON, EG, ESG

  Effective Date: 11th July 2024

• FCA 2024/18: Securitisation (Smarter Regulatory Framework and Consequential Amendments) Instrument 2024

  Chapter: Glossary, FEES, GEN, DEPP, FUND, COLL, MIFIDPRU, SECN, SYSC

  Effective Date: 30th April 2024

• FCA 2024/6: Data Reporting Services Forms (Amendment) Instrument 2024

  Chapter: Glossary, REC, DEPP, EG, MAR

  Effective Date: 2nd April 2024

• FCA 2023/42: Data Reporting Services (Amendment) Instrument 2023

  Chapter: Glossary, MAR, REC, COBS, DEPP, EG, M2G, SYSC

  Effective Date: 20th December 2023

• FCA 2023/38: Financial Promotion (Approver Permission) Instrument 2023

  Chapter: Glossary, FEES, SUP, PERG, COBS, DEPP, ICOBS, BCOBS, CONC, MCOB, CMCOB, FPCOB

  Effective Date: 27th October 2023

• FCA 2022/46: Collective Investment Schemes (Individually Recognised Overseas Schemes and Miscellaneous Amendments) Instrument 2022

  Chapter: Glossary, DEPP, COLL, EG

  Effective Date: 16th December 2022

• FCA 2022/35: Handbook Administration (No 61) Instrument 2022

  Chapter: SUP, CASS, DEPP

  Effective Date: 30th September 2022

• FCA 2021/49: Investment Firms Prudential Regime (No. 2) Instrument 2021

  Chapter: Glossary, SUP, DEPP, EG, MIFIDPRU, MIDFIDPRU, SYSC

  Effective Date: 26th November 2021

• FCA 2021/46: Changes to Decision Making for Statutory Notice Procedure Instrument 2021

  Chapter: DEPP, EG

  Effective Date: 26th November 2021

• FCA 2021/28: Fees and Decision-Making (Cancellation of Permission) Instrument 2021

  Chapter: FEES, DEPP

  Effective Date: 23rd July 2021

• FCA 2021/15: UK Emission Trading Scheme Instrument 2021

  Chapter: Glossary, MAR, LR, FEES, SUP, DISP, REC, PERG, COBS, PRIN, DEPP, TC, IPRU-INV, EG, SYSC

  Effective Date: 30th April 2021

• FOS 2021/3: UK Emission Trading Scheme Instrument 2021

  Chapter: MAR, LR, FEES, SUP, DISP, REC, PERG, COBS, PRIN, DEPP, TC, IPRU-INV, EG, SYSC

  Effective Date: 30th April 2021

• FCA 2020/47: Exiting the European Union: Handbook (Amendments) Instrument 2020

  Chapter: Glossary, MCOB, LR, SUP, GEN, SYSC, DTR, COBS, PRIN, DEPP, RCB, BCOBS, COLL, PERG, CONC, EG, PROD, PRR

  Effective Date: 1st October 2020

• FCA 2020/43: Decision Procedure and Penalties Manual (Office for Professional Body Anti-Money Laundering Supervision) Regulations Instrument 2020

  Chapter: Glossary, DEPP

  Effective Date: 1st October 2020

• FCA 2020/57: Exiting the European Union: Securitisation Repositories (DEPP and EG) Instrument 2020

  Chapter: Glossary, DEPP

  Effective Date: 1st October 2020

• FCA 2019/74: Enforcement (EU Securitisation Regulation) (No 2) Instrument 2019

  Chapter: DEPP, EG

  Effective Date: 6th June 2019