COLL TP 1 - Rule-making and Amending Instruments

• FCA 2024/22: Collective Investment Schemes (Schemes Authorised in Approved Countries) Instrument 2024

  Chapter: Glossary, FEES, COBS, DEPP, COLL, PERG, EG

  Effective Date: 17th July 2024

• FCA 2024/10: Collective Investment Schemes Sourcebook (Miscellaneous Amendments) Instrument 2024

  Chapter: Glossary, COLL

  Effective Date: 2nd April 2024

• FCA 2023/39: Sustainability Labelling and Disclosure of Sustainability-Related Financial Information Instrument 2023

  Chapter: Glossary, COBS, ICOBS, BCOBS, FUND, CONC, MCOB, COLL, CMCOB, ESG, FPCOB, PRIN, PROD

  Effective Date: 28th November 2023

• FCA 2023/21: Long-Term Asset Fund (Amendment) Instrument 2023

  Chapter: Glossary, COBS, COLL

  Effective Date: 29th June 2023

• FCA 2021/17: Collective Investment Schemes Sourcebook (Bearer Certificates) Instrument 2021

  Chapter: Glossary, COBS, FUND, COLL

  Effective Date: 30th April 2021

• FCA 2020/78: Exiting the European Union: Handbook (Amendments) (No 3) Instrument 2020

  Chapter: GEN, MIPRU, COBS, COLL, PERG, PROD

  Effective Date: 11th December 2020

• FCA 2020/29: Collective Investment Schemes Sourcebook (Miscellaneous Amendments) Instrument 2020

  Chapter: COLL

  Effective Date: 26th June 2020

• FCA 2019/6: Collective Investment Schemes Sourcebook (Miscellaneous Amendments) Instrument 2019

  Chapter: Glossary, COBS, COLL

  Effective Date: 4th February 2019

• FCA 2018/37: Money Market Funds Regulation Instrument 2018

  Chapter: Glossary, FEES, COLL

  Effective Date: 11th July 2018

• FCA 2018/17: Collective Investment Schemes Sourcebook (Miscellaneous Amendments) Instrument 2018

  Chapter: COLL

  Effective Date: 5th April 2018

• FCA 2017/39: Conduct, Perimeter Guidance and Miscellaneous Provisions (MiFID 2) Instrument 2017

  Chapter: MAR, PR, LR, TC, FIT, SUP, PERG, DISP, GEN, PROF, SYSC, REC, PRIN, DTR, CASS, COBS, DEPP, BCOBS, FUND, COLL, PROD

  Effective Date: 3rd July 2017

• FCA 2017/28: Packaged Retail and Insurance-based Investment Products Regulation Instrument 2017

  Chapter: Glossary, PR, SUP, GEN, COBS, FUND, COLL

  Effective Date: 2nd May 2017

• FCA 2016/66: Collective Investment Schemes Sourcebook (Amendment No 9) Instrument 2016

  Chapter: Glossary, COLL, FUND

  Effective Date: 23rd September 2016

• FCA 2016/65: Investment Funds (Securities Financing Transactions) Instrument 2016

  Chapter: Glossary, FUND, COLL

  Effective Date: 23rd September 2016

• FCA 2016/37: Handbook Administration (No 41) Instrument 2016

  Chapter: Glossary, MAR, DTR, IPRU-INV, SUP, FEES, COMP, SYSC, COBS, IFPRU, CASS, COLL, EG

  Effective Date: 27th May 2016

• FCA 2016/4: UCITS V Directive Instrument 2016

  Chapter: Glossary, IPRU-INV, SUP, CASS, SYSC, COLL, FUND

  Effective Date: 3rd February 2016

• FCA 2015/7: Collective Investment Schemes Sourcebook (Accounting Amendments) (No 2) Instrument 2015

  Chapter: Glossary, COLL

  Effective Date: 26th February 2015

• FCA 2014/59: Handbook Administration (No 36) Instrument 2014

  Chapter: Glossary, SYSC, APER, GEN, FEES, MIPRU, IPRU(INV), IPRU(FSOC), COBS, ICOBS, MCOB, CASS, MAR, SUP, DEPP, COLL, CONC, FUND, DTR

  Effective Date: 11th December 2014

• FCA 2013/57: Collective Investment Schemes Sourcebook (Amendment No 8) Instrument 2013

  Chapter: SYSC, COLL

  Effective Date: 25th July 2013

• FSA 2011/76: Collective Investment Schemes Sourcebook (ICVC Sub-funds) Instrument 2011

  Chapter: Glossary, COLL

  Effective Date: 21st December 2011