COLL 8.3 - Rule-making and Amending Instruments

• FCA 2024/10: Collective Investment Schemes Sourcebook (Miscellaneous Amendments) Instrument 2024

  Chapter: Glossary, COLL

  Effective Date: 2nd April 2024

• FCA 2023/39: Sustainability Labelling and Disclosure of Sustainability-Related Financial Information Instrument 2023

  Chapter: Glossary, COBS, ICOBS, BCOBS, FUND, CONC, MCOB, COLL, CMCOB, ESG, FPCOB, PRIN, PROD

  Effective Date: 28th November 2023

• FCA 2022/33: Financial Promotions and High-Risk Investments Instrument 2022

  Chapter: Glossary, LR, GEN, COBS, BCOBS, CREDS, COLL, PERG

  Effective Date: 1st August 2022

• FCA 2021/62: Disclosure of Climate-Related Financial Information (Asset Manager and Asset Owner) Instrument 2021

  Chapter: Glossary, COLL, ESG

  Effective Date: 17th December 2021

• FCA 2021/41: Long-Term Asset Fund Instrument 2021

  Chapter: Glossary, FEES, COBS, COLL, SYSC

  Effective Date: 25th October 2021

• FCA 2019/85: Handbook Administration (No 51) Instrument 2019

  Chapter: Glossary, MCOB, PR, FIT, FEES, SUP, DISP, GEN, SYSC, COBS, ICOBS, RCB, TC, CREDS, BENCH, CONC, COLL, PERG

  Effective Date: 27th September 2019

• FCA 2018/37: Money Market Funds Regulation Instrument 2018

  Chapter: Glossary, FEES, COLL

  Effective Date: 11th July 2018

• FCA 2018/17: Collective Investment Schemes Sourcebook (Miscellaneous Amendments) Instrument 2018

  Chapter: COLL

  Effective Date: 5th April 2018

• FCA 2017/28: Packaged Retail and Insurance-based Investment Products Regulation Instrument 2017

  Chapter: Glossary, PR, SUP, GEN, COBS, FUND, COLL

  Effective Date: 2nd May 2017

• FCA 2016/66: Collective Investment Schemes Sourcebook (Amendment No 9) Instrument 2016

  Chapter: Glossary, COLL, FUND

  Effective Date: 23rd September 2016

• FCA 2016/65: Investment Funds (Securities Financing Transactions) Instrument 2016

  Chapter: Glossary, FUND, COLL

  Effective Date: 23rd September 2016

• FCA 2015/7: Collective Investment Schemes Sourcebook (Accounting Amendments) (No 2) Instrument 2015

  Chapter: Glossary, COLL

  Effective Date: 26th February 2015

• FCA 2014/14: Alternative Investment Fund Managers Directive (Consequential Amendments) Instrument 2014

  Chapter: Glossary, SYSC, COND, GEN, FEES, COBS, SUP, DEPP, COMP, COLL, LR, EMPS, OMPS, SERV, EG, PERG

  Effective Date: 27th February 2014

• FCA 2013/73: Handbook Administration (No 32) Instrument 2013

  Chapter: Glossary, PRIN, SYSC, GEN, COBS, MCOB, SUP, COLL, CONC, CREDS, PROF, PERG

  Effective Date: 12th December 2013

• FCA 2013/50: Authorised Contractual Schemes (Handbook Amendments) Instrument 2013

  Chapter: PRIN, SYSC, TC, GEN, FEES, UPRU, IPRU-FSOC, IPRU-INV, COBS, ICOBS, MCOB, BCOBS, CASS, MAR, SUP, DEPP, DISP, COMP, COLL, PROF, LR, PR, DTR, EG, PERG

  Effective Date: 27th June 2013

• FSA 2011/76: Collective Investment Schemes Sourcebook (ICVC Sub-funds) Instrument 2011

  Chapter: Glossary, COLL

  Effective Date: 21st December 2011

• FSA 2011/38: Money Market Funds Instrument 2011

  Chapter: Glossary, COBS, COLL

  Effective Date: 23rd June 2011

• FSA 2010/5: Funds of Alternative Investment Funds Instrument 2010

  Chapter: Glossary, COLL

  Effective Date: 25th February 2010

• FSA 2010/3: Collective Investment Schemes Sourcebook (Accounting Amendments) Instrument 2010

  Chapter: Glossary, COLL

  Effective Date: 28th January 2010

• FSA 2009/5: Collective Investment Schemes Sourcebook (Electronic Communications) Instrument 2009

  Chapter: Glossary, COLL

  Effective Date: 22nd January 2009