COLL 6.9 - Rule-making and Amending Instruments

• FCA 2024/37: Long-Term Investment Fund (Amendment) Instrument 2024

  Chapter: Glossary, FEES, COMP, DISP, COBS, DEPP, FUND, COLL, EG

  Effective Date: 5th November 2024

• FCA 2023/39: Sustainability Labelling and Disclosure of Sustainability-Related Financial Information Instrument 2023

  Chapter: Glossary, COBS, ICOBS, BCOBS, FUND, CONC, MCOB, COLL, CMCOB, ESG, FPCOB, PRIN, PROD

  Effective Date: 28th November 2023

• FCA 2022/46: Collective Investment Schemes (Individually Recognised Overseas Schemes and Miscellaneous Amendments) Instrument 2022

  Chapter: Glossary, DEPP, COLL, EG

  Effective Date: 16th December 2022

• FCA 2021/41: Long-Term Asset Fund Instrument 2021

  Chapter: Glossary, FEES, COBS, COLL, SYSC

  Effective Date: 25th October 2021

• FCA 2018/37: Money Market Funds Regulation Instrument 2018

  Chapter: Glossary, FEES, COLL

  Effective Date: 11th July 2018

• FCA 2017/67: Advising on Investments (Article 53(1) of the Regulated Activities Order) (Consequential Amendments) Instrument 2017

  Chapter: Glossary, TC, SUP, COMP, DISP, COBS, RPPD, ICOBS, COLL, PERG

  Effective Date: 8th December 2017

• FCA 2016/61: UCITS V Level 2 Regulation Instrument 2016

  Chapter: Glossary, SUP, CASS, SYSC, COLL

  Effective Date: 23rd September 2016

• FCA 2016/25: Peer-to-Peer Lending Instrument 2016

  Chapter: Glossary, TC, FEES, SUP, PERG, DISP, CASS, COBS, SYSC, COLL

  Effective Date: 21st March 2016

• FCA 2014/43: Collective Investment Schemes Sourcebook (Exchange Traded Funds) Instrument 2014

  Chapter: COLL

  Effective Date: 26th June 2014

• FCA 2014/14: Alternative Investment Fund Managers Directive (Consequential Amendments) Instrument 2014

  Chapter: Glossary, SYSC, COND, GEN, FEES, COBS, SUP, DEPP, COMP, COLL, LR, EMPS, OMPS, SERV, EG, PERG

  Effective Date: 27th February 2014

• FCA 2013/50: Authorised Contractual Schemes (Handbook Amendments) Instrument 2013

  Chapter: PRIN, SYSC, TC, GEN, FEES, UPRU, IPRU-FSOC, IPRU-INV, COBS, ICOBS, MCOB, BCOBS, CASS, MAR, SUP, DEPP, DISP, COMP, COLL, PROF, LR, PR, DTR, EG, PERG

  Effective Date: 27th June 2013

• FSA 2011/39: UCITS IV Directive Instrument 2011

  Chapter: Glossary, SYSC, GEN, GENPRU, UPRU, COBS, SUP, DEPP, DISP, COMP, COLL, RCB, DTR, PERG

  Effective Date: 1st July 2011

• FSA 2011/38: Money Market Funds Instrument 2011

  Chapter: Glossary, COBS, COLL

  Effective Date: 23rd June 2011

• FSA 2009/67: Treaty of Lisbon (Consequential Handbook Amendments) Instrument 2009

  Chapter: Glossary, PRIN, SYSC, GENPRU, BIPRU, INSPRU, IPRU-FSOC, IPRU-INV, COBS, ICOBS, MCOB, BCOBS, MAR, TC, SUP, DEPP, DISP, COLL, ELM, REC, PR, DTR, GEN, LR, UNFCOG

  Effective Date: 27th November 2009

• FSA 2009/37: Handbook Administration (No 14) Instrument 2009

  Chapter: Glossary, SYSC, GEN, SUP, DISP, COMP, COLL, PROF, LR

  Effective Date: 23rd July 2009

• FSA 2006/5: Collective Investment Schemes Sourcebooks (Miscellaneous Amendments) Instrument 2006

  Chapter: Glossary, CIS, COLL

  Effective Date: 23rd February 2006