COLL 6.6 - Rule-making and Amending Instruments

• FCA 2024/28: Dormant Assets (Collective Investment Schemes and Client Money) Instrument 2024

  Chapter: Glossary, CASS, FEES, DISP, COLL, PERG

  Effective Date: 2nd August 2024

• FCA 2020/47: Exiting the European Union: Handbook (Amendments) Instrument 2020

  Chapter: Glossary, MCOB, LR, SUP, GEN, SYSC, DTR, COBS, PRIN, DEPP, RCB, BCOBS, COLL, PERG, CONC, EG, PROD, PRR

  Effective Date: 1st October 2020

• FCA 2020/29: Collective Investment Schemes Sourcebook (Miscellaneous Amendments) Instrument 2020

  Chapter: COLL

  Effective Date: 26th June 2020

• FCA 2019/90: Non-UCITS Retail Schemes Investing in Illiquid Assets Instrument 2019

  Chapter: Glossary, COBS, COLL

  Effective Date: 30th September 2019

• FCA 2018/37: Money Market Funds Regulation Instrument 2018

  Chapter: Glossary, FEES, COLL

  Effective Date: 11th July 2018

• FCA 2018/17: Collective Investment Schemes Sourcebook (Miscellaneous Amendments) Instrument 2018

  Chapter: COLL

  Effective Date: 5th April 2018

• FCA 2018/18: Collective Investment Schemes Sourcebook (Miscellaneous Amendments) (No 2) Instrument 2018

  Chapter: COLL

  Effective Date: 5th April 2018

• FCA 2016/66: Collective Investment Schemes Sourcebook (Amendment No 9) Instrument 2016

  Chapter: Glossary, COLL, FUND

  Effective Date: 23rd September 2016

• FCA 2016/4: UCITS V Directive Instrument 2016

  Chapter: Glossary, IPRU-INV, SUP, CASS, SYSC, COLL, FUND

  Effective Date: 3rd February 2016

• FCA 2014/14: Alternative Investment Fund Managers Directive (Consequential Amendments) Instrument 2014

  Chapter: Glossary, SYSC, COND, GEN, FEES, COBS, SUP, DEPP, COMP, COLL, LR, EMPS, OMPS, SERV, EG, PERG

  Effective Date: 27th February 2014

• FCA 2013/50: Authorised Contractual Schemes (Handbook Amendments) Instrument 2013

  Chapter: PRIN, SYSC, TC, GEN, FEES, UPRU, IPRU-FSOC, IPRU-INV, COBS, ICOBS, MCOB, BCOBS, CASS, MAR, SUP, DEPP, DISP, COMP, COLL, PROF, LR, PR, DTR, EG, PERG

  Effective Date: 27th June 2013

• FSA 2011/76: Collective Investment Schemes Sourcebook (ICVC Sub-funds) Instrument 2011

  Chapter: Glossary, COLL

  Effective Date: 21st December 2011

• FSA 2011/39: UCITS IV Directive Instrument 2011

  Chapter: Glossary, SYSC, GEN, GENPRU, UPRU, COBS, SUP, DEPP, DISP, COMP, COLL, RCB, DTR, PERG

  Effective Date: 1st July 2011

• FSA 2009/74: Collective Investment Schemes Sourcebook (Amendment No 5) Instrument 2009

  Chapter: COLL

  Effective Date: 10th December 2009

• FSA 2009/18: Collective Investment Schemes Sourcebook (Consequential Amendments No. 2) Instrument 2009

  Chapter: Glossary, SYSC, FEES, SUP, COLL, CRED, ELM, LR, PERG

  Effective Date: 26th March 2009

• FSA 2008/40: Senior Management Arrangements, Systems and Controls (Extension of Common Platform Provisions) Instrument 2008

  Chapter: SYSC, APER, FIT, MIPRU, IPRU-BSOC, IPRU-INV, COBS, ICOBS, SUP, COLL, CRED, ELM, PERG

  Effective Date: 25th September 2008

• FSA 2008/5: Collective Investment Schemes sourcebook (UCITS Eligible Assets Directive and other Amendments) Instrument 2008

  Chapter: Glossary, COLL

  Effective Date: 28th February 2008

• FSA 2007/58: MiFID (Deferred Matters and Consequential Amendments) Instrument 2007

  Chapter: COMP, Glossary, PRIN, SYSC, COND, APER, FIT, GEN, FEES, INSPRU, IPRU-INS, IPRU-INV, COBS, ICOB, MCOB, CASS, MAR, TC, SUP, COLL, CRED, ELM, PROF, LR, PR, PERG

  Effective Date: 25th October 2007

• FSA 2006/47: New Collective Investment Schemes Sourcebook (OTC Derivative Requirements and other Miscellaneous Amendments) Instrument 2006

  Chapter: Glossary, COLL

  Effective Date: 25th October 2006

• FSA 2005/22: Pensions and Consequential Amendments Instrument 2005

  Chapter: Glossary, IPRU-FSOC, IPRU-INV, COB, MCOB, ML, AUTH, SUP, DISP, CIS, COLL

  Effective Date: 21st April 2005