COLL 5.6 - Rule-making and Amending Instruments

• FCA 2024/48: Non-UCITS Retail Schemes (Amendment) Instrument 2024

  Chapter: COLL

  Effective Date: 20th December 2024

• FCA 2019/90: Non-UCITS Retail Schemes Investing in Illiquid Assets Instrument 2019

  Chapter: Glossary, COBS, COLL

  Effective Date: 30th September 2019

• FCA 2018/37: Money Market Funds Regulation Instrument 2018

  Chapter: Glossary, FEES, COLL

  Effective Date: 11th July 2018

• FCA 2016/66: Collective Investment Schemes Sourcebook (Amendment No 9) Instrument 2016

  Chapter: Glossary, COLL, FUND

  Effective Date: 23rd September 2016

• FCA 2014/14: Alternative Investment Fund Managers Directive (Consequential Amendments) Instrument 2014

  Chapter: Glossary, SYSC, COND, GEN, FEES, COBS, SUP, DEPP, COMP, COLL, LR, EMPS, OMPS, SERV, EG, PERG

  Effective Date: 27th February 2014

• FCA 2013/79: Capital Requirements Directive IV (Consequential Amendments) Instrument 2013

  Chapter: Glossary, PRIN, SYSC, GEN, FEES, MIPRU, UPRU, IPRU-FSOC, IPRU-INV, CASS, MAR, SUP, COMP, COLL, CREDS, FUND, RCB, PR, DTR, EMPS, OMPS, EG, PERG

  Effective Date: 12th December 2013

• FCA 2013/50: Authorised Contractual Schemes (Handbook Amendments) Instrument 2013

  Chapter: PRIN, SYSC, TC, GEN, FEES, UPRU, IPRU-FSOC, IPRU-INV, COBS, ICOBS, MCOB, BCOBS, CASS, MAR, SUP, DEPP, DISP, COMP, COLL, PROF, LR, PR, DTR, EG, PERG

  Effective Date: 27th June 2013

• FSA 2012/25: Collective Investment Schemes Sourcebook (Master-Feeder) Instrument 2012

  Chapter: Glossary, COBS, COLL

  Effective Date: 26th April 2012

• FSA 2012/19: Collective Investment Schemes Sourcebook (Amendment No 6) Instrument 2012

  Chapter: COLL

  Effective Date: 21st March 2012

• FSA 2011/76: Collective Investment Schemes Sourcebook (ICVC Sub-funds) Instrument 2011

  Chapter: Glossary, COLL

  Effective Date: 21st December 2011

• FSA 2011/39: UCITS IV Directive Instrument 2011

  Chapter: Glossary, SYSC, GEN, GENPRU, UPRU, COBS, SUP, DEPP, DISP, COMP, COLL, RCB, DTR, PERG

  Effective Date: 1st July 2011

• FSA 2011/38: Money Market Funds Instrument 2011

  Chapter: Glossary, COBS, COLL

  Effective Date: 23rd June 2011

• FSA 2010/8: Handbook Administration (No 17) Instrument 2010

  Chapter: Glossary, COND, FEES, GENPRU, CASS, SUP, DISP, COMP, COLL, LR

  Effective Date: 25th March 2010

• FSA 2010/5: Funds of Alternative Investment Funds Instrument 2010

  Chapter: Glossary, COLL

  Effective Date: 25th February 2010

• FSA 2009/74: Collective Investment Schemes Sourcebook (Amendment No 5) Instrument 2009

  Chapter: COLL

  Effective Date: 10th December 2009

• FSA 2008/40: Senior Management Arrangements, Systems and Controls (Extension of Common Platform Provisions) Instrument 2008

  Chapter: SYSC, APER, FIT, MIPRU, IPRU-BSOC, IPRU-INV, COBS, ICOBS, SUP, COLL, CRED, ELM, PERG

  Effective Date: 25th September 2008

• FSA 2008/48: Collective Investment Schemes Sourcebook (Immovables Valuation) Instrument 2008

  Chapter: COLL

  Effective Date: 25th September 2008

• FSA 2008/19: Handbook Administration (No 9) Instrument 2008

  Chapter: Glossary, IPRU-FSOC, COBS, ICOBS, CASS, SUP, DISP, COLL, RCB, PERG

  Effective Date: 24th April 2008

• FSA 2008/5: Collective Investment Schemes sourcebook (UCITS Eligible Assets Directive and other Amendments) Instrument 2008

  Chapter: Glossary, COLL

  Effective Date: 28th February 2008

• FSA 2007/71: Collective Investment Schemes Sourcebook (Amendment No 3) Instrument 2007

  Chapter: Glossary, COLL

  Effective Date: 6th December 2007