COLL 4.5 - Rule-making and Amending Instruments

• FCA 2024/10: Collective Investment Schemes Sourcebook (Miscellaneous Amendments) Instrument 2024

  Chapter: Glossary, COLL

  Effective Date: 2nd April 2024

• FCA 2023/39: Sustainability Labelling and Disclosure of Sustainability-Related Financial Information Instrument 2023

  Chapter: Glossary, COBS, ICOBS, BCOBS, FUND, CONC, MCOB, COLL, CMCOB, ESG, FPCOB, PRIN, PROD

  Effective Date: 28th November 2023

• FCA 2021/62: Disclosure of Climate-Related Financial Information (Asset Manager and Asset Owner) Instrument 2021

  Chapter: Glossary, COLL, ESG

  Effective Date: 17th December 2021

• FCA 2021/41: Long-Term Asset Fund Instrument 2021

  Chapter: Glossary, FEES, COBS, COLL, SYSC

  Effective Date: 25th October 2021

• FCA 2020/60: EU Exit (“IP completion day” and Time-Related Amendments) Instrument 2020

  Chapter: Glossary, MAR, MCOB, PR, FIT, FEES, COMP, DISP, APER, GEN, DTR, PRIN, COLL, SUP, BENCH, FUND, IFPRU, COCON, PERG, BCOBS, CASS, CONC, EG, LR, PRR, SYSC

  Effective Date: 1st October 2020

• FCA 2018/17: Collective Investment Schemes Sourcebook (Miscellaneous Amendments) Instrument 2018

  Chapter: COLL

  Effective Date: 5th April 2018

• FCA 2017/28: Packaged Retail and Insurance-based Investment Products Regulation Instrument 2017

  Chapter: Glossary, PR, SUP, GEN, COBS, FUND, COLL

  Effective Date: 2nd May 2017

• FCA 2016/67: Handbook Administration (No 43) Instrument 2016

  Chapter: Glossary, PR, LR, SUP, COMP, GEN, SYSC, BIPRU, GENPRU, MAR, COBS, RCB, APER, FUND, CONC, COLL, IPRU-INV

  Effective Date: 4th November 2016

• FCA 2016/59: Disclosure Documents (Amendment No 2) Instrument 2016

  Chapter: MCOB, GEN, COBS, ICOBS, COLL

  Effective Date: 27th September 2016

• FCA 2016/66: Collective Investment Schemes Sourcebook (Amendment No 9) Instrument 2016

  Chapter: Glossary, COLL, FUND

  Effective Date: 23rd September 2016

• FCA 2016/65: Investment Funds (Securities Financing Transactions) Instrument 2016

  Chapter: Glossary, FUND, COLL

  Effective Date: 23rd September 2016

• FCA 2016/48: Handbook Administration (No 42) Instrument 2016

  Chapter: Glossary, MAR, SUP, DISP, SYSC, MIPRU, BIPRU, DEPP, FUND, COBS, FEES, MCOB, COLL

  Effective Date: 29th July 2016

• FCA 2016/4: UCITS V Directive Instrument 2016

  Chapter: Glossary, IPRU-INV, SUP, CASS, SYSC, COLL, FUND

  Effective Date: 3rd February 2016

• FCA 2015/7: Collective Investment Schemes Sourcebook (Accounting Amendments) (No 2) Instrument 2015

  Chapter: Glossary, COLL

  Effective Date: 26th February 2015

• FCA 2014/43: Collective Investment Schemes Sourcebook (Exchange Traded Funds) Instrument 2014

  Chapter: COLL

  Effective Date: 26th June 2014

• FCA 2014/14: Alternative Investment Fund Managers Directive (Consequential Amendments) Instrument 2014

  Chapter: Glossary, SYSC, COND, GEN, FEES, COBS, SUP, DEPP, COMP, COLL, LR, EMPS, OMPS, SERV, EG, PERG

  Effective Date: 27th February 2014

• FCA 2013/50: Authorised Contractual Schemes (Handbook Amendments) Instrument 2013

  Chapter: PRIN, SYSC, TC, GEN, FEES, UPRU, IPRU-FSOC, IPRU-INV, COBS, ICOBS, MCOB, BCOBS, CASS, MAR, SUP, DEPP, DISP, COMP, COLL, PROF, LR, PR, DTR, EG, PERG

  Effective Date: 27th June 2013

• FCA 2013/40: FCA Handbook Designation (Correction) Instrument 2013

  Chapter: BIPRU, PRIN, IPRU-INS, IPRU-FSOC, FEES, COBS, SUP, COLL, BSOG, PR, DTR, FC, PERG

  Effective Date: 25th April 2013

• FSA 2012/25: Collective Investment Schemes Sourcebook (Master-Feeder) Instrument 2012

  Chapter: Glossary, COBS, COLL

  Effective Date: 26th April 2012

• FSA 2012/19: Collective Investment Schemes Sourcebook (Amendment No 6) Instrument 2012

  Chapter: COLL

  Effective Date: 21st March 2012