To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes
Chapter: Investment and borrowing powers
Effective Date: 27th July 2006
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COLL 5.2 General investment powers and limits for UCITS schemes
Chapter: Investment and borrowing powers
Effective Date: 20th January 2005
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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary
Chapter: Operating duties and responsibilities
Effective Date: 21st April 2005
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COLL 4.3 Approvals and notifications
Chapter: Investor Relations
Effective Date: 28th September 2006
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DEPP 2.5 Provision for certain categories of decision
Chapter: Statutory notices and the allocation of decision making
Effective Date: 27th September 2007
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COLL 6.3 Valuation and pricing
Chapter: Operating duties and responsibilities
Effective Date: 28th September 2006
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COLL 3.2 The instrument constituting the scheme
Chapter: Constitution
Effective Date: 16th September 2004
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COLL 8.5 Powers and responsibilities
Chapter: Qualified investor schemes
Effective Date: 27th July 2006
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COBS 4.12 Unregulated collective investment schemes
Chapter: Communicating with clients, including financial promotions
Effective Date: 25th October 2007
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SYSC 10.1 Application
Chapter: Conflicts of interest [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]Conflicts of interest
Effective Date: 23rd November 2006
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SUP 13A.9 The precautionary measure rule for incoming EEA firms
Chapter: Qualifying for authorisation under the ActQualifying for authorisation under the Act [deleted]
Effective Date: 25th October 2007