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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

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  1. Point in time
    2008-10-07

COBS Sch 4 Powers exercised

COBS Sch 4.1G

1The following powers and related provisions in or under the Act have been exercised by the FSA to make the rules in COBS:

Section 138 (General rule-making power)

Section 139 (4) (Miscellaneous ancillary matters)

Section 145 (Financial promotion rules)

Section 147 (Control of information rules)

Section 149 (Evidential provisions)

Section 156 (General supplementary powers)

Section 238(5) (Restrictions on promotion)

COBS Sch 4.2G

The following powers in the Act have been exercised by the FSA to give the guidance in COBS:

Section 157(1) (Guidance)