To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
-
COBS 9.6 Special rules for giving basic advice on a stakeholder product
Chapter: Suitability (including basic advice)
Effective Date: 26th July 2007
-
COBS 6.2A Describing advice services
Chapter: Information about the firm, its services and remuneration
Effective Date: 25th March 2010
-
COBS 6.1A Adviser charging and remuneration
Chapter: Information about the firm, its services and remuneration
Effective Date: 25th March 2010
-
COBS 6.3 Disclosing information about services, fees and commission
Chapter: Information about the firm, its services and remuneration
Effective Date: 26th July 2007
-
COBS 6.1 Information about the firm and compensation information
Chapter: Information about the firm, its services and remuneration
Effective Date: 24th May 2007
-
COBS 14.2 Providing product information to clients
Chapter: Providing product information to clients
Effective Date: 26th July 2007
-
COBS 6.1E Platform service providers
Chapter: Information about the firm, its services and remuneration
Effective Date: 28th July 2011
-
COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals
Chapter: Reporting information to clients
Effective Date: 25th October 2007
-
COBS 6.1C Consultancy charging and remuneration
Chapter: Information about the firm, its services and remuneration
Effective Date: 24th June 2010
-
COBS 19.4 Open market options
Chapter: Pensions – supplementary provisions
Effective Date: 24th June 2010
-
COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration
Chapter: Information about the firm, its services and remuneration
Effective Date: 25th March 2010
-
COBS 14.3 Information about designated investments
Chapter: Providing product information to clients
Effective Date: 28th June 2007
-
FEES 4.4 Information on which Fees are calculated
Chapter: Periodic fees
Effective Date: 27th September 2007
-
COBS 6.4 Disclosure of charges, remuneration and commission
Chapter: Information about the firm, its services and remuneration
Effective Date: 26th July 2007
-
COBS 5.1 The distance marketing disclosure rules
Chapter: Distance communications
Effective Date: 24th May 2007
-
COBS 9.4 Suitability reports
Chapter: Suitability (including basic advice)
Effective Date: 26th July 2007
-
COBS 6.1D Product provider requirements relating to consultancy charging and remuneration
Chapter: Information about the firm, its services and remuneration
Effective Date: 22nd September 2011
-
COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs
Chapter: Specialist Regimes2007/58
Effective Date: 25th October 2007