To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
-
COBS 6.1A Adviser charging and remuneration
Chapter: Information about the firm, its services and remuneration
Effective Date: 25th March 2010
-
COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration
Chapter: Information about the firm, its services and remuneration
Effective Date: 25th March 2010
-
COBS 6.1C Consultancy charging and remuneration
Chapter: Information about the firm, its services and remuneration
Effective Date: 24th June 2010
-
COBS 6.2A Describing advice services [deleted]
Chapter: Information about the firm, its services and remuneration
Effective Date: 25th March 2010
-
COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business
Chapter: fConduct of business obligations
Effective Date: 26th July 2007
-
COBS 6.1E Platform services: platform charges and using a platform service for advising
Chapter: Information about the firm, its services and remuneration
Effective Date: 28th July 2011
-
COBS 6.1D Product provider requirements relating to consultancy charging and remuneration
Chapter: Information about the firm, its services and remuneration
Effective Date: 22nd September 2011
-
PERG 2.7 Activities: a broad outline
Chapter: Authorisation and regulated activities
Effective Date: 22nd June 2006
-
COBS 6.1 Information about the firm and compensation information (non-MiFID provisions)
Chapter: Information about the firm, its services and remuneration
Effective Date: 24th May 2007
-
COBS 19.1 Pension transfers, conversions, and opt-outs
Chapter: Pensions – supplementary provisions
Effective Date: 24th May 2007
-
COBS 9.6 Special rules for giving basic advice on a stakeholder product
Chapter: Suitability (including basic advice)
Effective Date: 26th July 2007
-
PERG 2.11 Persons who are exempt for credit-related regulated activities
Chapter: Authorisation and regulated activities
Effective Date: 27th September 2007
-
COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals
Chapter: Reporting information to clients
Effective Date: 25th October 2007
-
SUP 16.23 Annual Financial Crime Report
Chapter: Reporting requirements
Effective Date: 29th July 2016
-
COBS 6.4 Disclosure of charges, remuneration and commission
Chapter: Information about the firm, its services and remuneration
Effective Date: 26th July 2007
-
DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?
Chapter: Jurisdiction of the Financial Ombudsman Service
Effective Date: 27th March 2008
-
COBS 11.2 Best execution for AIFMs and residual CIS operators
Chapter: Dealing and managing
Effective Date: 26th July 2007
-
PERG 2.9 Regulated activities: exclusions applicable in certain circumstances
Chapter: Authorisation and regulated activities
Effective Date: 15th September 2005
-
COBS 14.3 Information about designated investments (non-MiFID provisions)
Chapter: Providing product information to clients
Effective Date: 28th June 2007
-
COBS 11.6 Use of dealing commission [deleted]
Chapter: Dealing and managing
Effective Date: 26th July 2007