COBS 6.1 - Rule-making and Amending Instruments

• FCA 2018/25: Insurance Distribution Directive Instrument 2018

  Chapter: Glossary, CASS, PROF, COND, TC, FIT, SUP, FEES, PERG, COMP, DISP, GEN, SYSC, MIPRU, COBS, PRIN, ICOBS, CREDS, EG, IPRU-INV, PROD

  Effective Date: 25th May 2018

• FCA 2017/39: Conduct, Perimeter Guidance and Miscellaneous Provisions (MiFID 2) Instrument 2017

  Chapter: MAR, PR, LR, TC, FIT, SUP, PERG, DISP, GEN, PROF, SYSC, REC, PRIN, DTR, CASS, COBS, DEPP, BCOBS, FUND, COLL, PROD

  Effective Date: 3rd July 2017

• FCA 2014/36: Client Assets Sourcebook (Amendment No 5) Instrument 2014

  Chapter: Glossary, COBS, CASS, SUP

  Effective Date: 5th June 2014

• FCA 2013/31 PRA2013/18: Legal Cutover (FCA and PRA Handbook Miscellaneous Amendments No 2) Instrument 2013

  Chapter: SYSC, FIT, TC, GEN, BIPRU, MIPRU, IPRU-FSOC, IPRU-INV, COBS, CASS, SUP, DISP, CREDS, PROF, EMPS, OMPS, SERV, PERG

  Effective Date: 19th March 2013

• FSA 2008/45: Client Assets Sourcebook (Common Platform Provisions) Instrument 2008

  Chapter: Glossary, COBS, CASS

  Effective Date: 25th September 2008

• FSA 2007/58: MiFID (Deferred Matters and Consequential Amendments) Instrument 2007

  Chapter: COMP, Glossary, PRIN, SYSC, COND, APER, FIT, GEN, FEES, INSPRU, IPRU-INS, IPRU-INV, COBS, ICOB, MCOB, CASS, MAR, TC, SUP, COLL, CRED, ELM, PROF, LR, PR, PERG

  Effective Date: 25th October 2007

• FSA 2007/35: Handbook Administration (No 6) Instrument 2007

  Chapter: Glossary, PRIN, BIPRU, IPRU-INS, IPRU-INV, COBS, SUP

  Effective Date: 28th June 2007

• FSA 2007/33: The Conduct of Business Sourcebook Instrument 2007

  Chapter: COB, COBS, ECO

  Effective Date: 24th May 2007

• FSA 2006/28: Personal Pension Schemes Instrument 2006

  Chapter: Glossary, FEES, IPRU-INV, COB, ICOB, MCOB, AUTH, SUP, DISP, COMP

  Effective Date: 28th September 2006

• FSA 2005/62: Pensions Tax Simplification Instrument 2005

  Chapter: Glossary, COB

  Effective Date: 17th November 2005

• FSA 2005/23: Simplified Prospectus Instrument 2005

  Chapter: Glossary, COB, CIS, COLL, ECO

  Effective Date: 21st April 2005

• FSA 2004/88: Child Trust Funds Instrument 2004

  Chapter: IPRU-INV, PRU, COB, TC, SUP, AUTH, CRED, Glossary

  Effective Date: 18th November 2004

• FSA 2004/67: Distance Marketing Directive (Amendment) Instrument 2004

  Chapter: COB, CASS, CRED, ECO, PROF, Glossary

  Effective Date: 16th September 2004

• FSA 2004/39: Distance Marketing Directive Instrument 2004

  Chapter: COB, ICOB, MCOB, MAR, AUTH, CRED, ECO, PROF, ELM, Glossary

  Effective Date: 15th April 2004

• FSA 2004/23: Conduct of Business Sourcebook (Amendment No 16) Instrument 2004

  Chapter: COB

  Effective Date: 18th March 2004

• FSA 2002/43: Conduct of Business Sourcebook (Amendment No 7) Instrument 2002

  Chapter: COB, Glossary

  Effective Date: 18th July 2002

• FSA 2002/28: Traded Endowment Policy and Open Market Option Disclosure Requirements Instrument 2002

  Chapter: COB, Glossary

  Effective Date: 18th April 2002